SMITH RICHARD P (CEO & President) exercised options at TRICO BANCSHARES /
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/29/2024ACC: 0000356171-24-000063
DirectorOfficer· CEO & President
Since Mar 2026
-1.34K
Net shares
Net seller
$50.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
2.29K acquired · 3.63K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+2.29K
Price / share
—
Trade value
—
% of position
0.9%
5/28/2024
260.64K→262.93K
Common Stock
Direct
Shares
−1.34K
Price / share
$37.56
Trade value
$50.22K
% of position
0.5%
5/28/2024
262.93K→261.59K
Total
Net shares
+951.00
Net value
-$50.22K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/28/2024 | M · Option Exercise | +2.29K | — | — | 0.9% | 260.64K | 262.93K |
| Common Stock Direct | 5/28/2024 | F · Tax Withholding | −1.34K | $37.56 | $50.22K | 0.5% | 262.93K | 261.59K |
| Total | +951.00 | -$50.22K | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock
2.29K shares
Shares
−2.29K
Strike price
Held after
39.23K
Exercisable
—
5/28/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock2.29K shares | 5/28/2024 | M · Option Exercise | −2.29K | — | 39.23K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned260.23
Common Stock
IndirectShares owned40.65K
Common Stock
IndirectShares owned1.17M
Total
1.22M indirect1.22M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 260.23 | Indirect |
| Common Stock | 40.65K | Indirect |
| Common Stock | 1.17M | Indirect |
| Total | 1.22M | 1.22M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported