SMITH RANDALL D enters GREAT ELM GROUP, INC. with 4.88M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 9/8/2025ACC: 0001213900-25-085781
4.88M
Baseline shares
0.00
Direct ownership
0 positions
2M
Derivative underlying
2 instruments
1
Security positions
4.88M indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned4.88M
Total
4.88M indirect4.88M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.88M | Indirect |
| Total | 4.88M | 4.88M indirect |
Derivative Holdings2
Warrant (Right to Buy)
IndirectUnderlying security
Common Stock
Underlying shares
1M
Shares owned
N/A
Exercise price
3.50
Expiration
—
Exercise window
—
Warrant (Right to Buy)
IndirectUnderlying security
Common Stock
Underlying shares
1M
Shares owned
N/A
Exercise price
5.00
Expiration
—
Exercise window
—
Total
Underlying
2M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant (Right to Buy) Indirect | Common Stock | 3.50 | — | — | 1M | N/A |
| Warrant (Right to Buy) Indirect | Common Stock | 5.00 | — | — | 1M | N/A |
| Total | 2M | 0.00 | ||||