SMITH MURRAY GEORGE enters GENESIS FINANCIAL INC with 800K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 6/20/2018ACC: 0001493152-18-009000
Officer· Chief Financial Officer
Since Jun 2018
800K
Baseline shares
100% direct
800K
Direct ownership
1 position
848.44K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock, Par Value $0.001 per share
DirectShares owned800K
Total
800K direct800K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, Par Value $0.001 per share | 800K | Direct |
| Total | 800K | 800K direct |
Derivative Holdings1
Common Stock Purchase Warrant (right to buy)
IndirectUnderlying security
Common Stock
Underlying shares
848.44K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
848.44K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant (right to buy) Indirect | Common Stock | — | — | 848.44K | N/A | |
| Total | 848.44K | 0.00 | ||||