SMITH MICHELLE L (VP Human Resources) reported 3 transactions at BARNES & NOBLE INC
Review the transaction codes below to understand the nature of each event.
Filed: 8/7/2019ACC: 0000950138-19-000437
Officer· VP Human Resources
Since Jul 2018
-133.34K
Net shares
Net seller
$373.6K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
133.34K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
−57.47K
Price / share
$6.50
Trade value
$373.58K
% of position
61.6%
8/7/2019
93.31K→35.84K
Common Stock
Direct
Shares
−16.47K
Price / share
—
Trade value
—
% of position
46.0%
8/7/2019
35.84K→19.37K
Common Stock
Direct
Shares
−19.37K
Price / share
—
Trade value
—
% of position
New position
8/7/2019
19.37K→0.00
Total
Net shares
−93.31K
Net value
-$373.58K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/7/2019 | U · U | −57.47K | $6.50 | $373.58K | 61.6% | 93.31K | 35.84K |
| Common Stock Direct | 8/7/2019 | D · Disposition | −16.47K | — | — | 46.0% | 35.84K | 19.37K |
| Common Stock Direct | 8/7/2019 | D · Disposition | −19.37K | — | — | New position | 19.37K | 0.00 |
| Total | −93.31K | -$373.58K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
40.03K shares
Shares
−40.03K
Strike price
10.35
Held after
0.00
Exercisable
—
8/7/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock40.03K shares | 8/7/2019 | D · Disposition | −40.03K | 10.35 | — | 0.00 |