SMITH MICHAEL P (EVP, CFO, Treasurer & Sec.) exercised options at ZOGENIX, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 3/17/2020ACC: 0001375151-20-000034
Officer· EVP, CFO, Treasurer & Sec.
Since Mar 2019
-1.78K
Net shares
Net seller
$39.2K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
3.60K acquired · 5.38K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+1.56K
Price / share
—
Trade value
—
% of position
112.7%
3/15/2020
1.39K→2.95K
Common Stock
Direct
Shares
−775.00
Price / share
$22.01
Trade value
$17.06K
% of position
26.3%
3/15/2020
2.95K→2.17K
Common Stock
Direct
Shares
+2.03K
Price / share
—
Trade value
—
% of position
93.4%
3/15/2020
2.17K→4.21K
Common Stock
Direct
Shares
−1.01K
Price / share
$22.01
Trade value
$22.19K
% of position
24.0%
3/15/2020
4.21K→3.20K
Total
Net shares
+1.81K
Net value
-$39.24K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/15/2020 | M · Option Exercise | +1.56K | — | — | 112.7% | 1.39K | 2.95K |
| Common Stock Direct | 3/15/2020 | F · Tax Withholding | −775.00 | $22.01 | $17.06K | 26.3% | 2.95K | 2.17K |
| Common Stock Direct | 3/15/2020 | M · Option Exercise | +2.03K | — | — | 93.4% | 2.17K | 4.21K |
| Common Stock Direct | 3/15/2020 | F · Tax Withholding | −1.01K | $22.01 | $22.19K | 24.0% | 4.21K | 3.20K |
| Total | +1.81K | -$39.24K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
1.56K shares
Shares
−1.56K
Strike price
Held after
3.12K
Exercisable
—
3/15/2020
Restricted Stock Units
Direct
Converts to
Common Stock
2.03K shares
Shares
−2.03K
Strike price
Held after
6.09K
Exercisable
—
3/15/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.56K shares | 3/15/2020 | M · Option Exercise | −1.56K | — | 3.12K | |
| Restricted Stock Units Direct | Common Stock2.03K shares | 3/15/2020 | M · Option Exercise | −2.03K | — | 6.09K |