SMITH MICHAEL P (EVP, CFO, Treasurer & Sec.) sold 94.2% of their position (22.50K shares) of ZOGENIX, INC. on the open market
Open‑market sale worth $1.17M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 2 sales
Filed: 1/3/2020ACC: 0001375151-20-000002
Officer· EVP, CFO, Treasurer & Sec.
Since Mar 2019
-22.50K
Net shares
Net seller
$1.17M
Total sold
2
Open market trades
0B · 2S
4
Total transactions
22.50K acquired · 45K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+22.50K
Price / share
$10.35
Trade value
$232.88K
% of position
1622.2%
1/2/2020
1.39K→23.89K
Common Stock
Direct
Shares
−14.95K
Price / share
$51.64
Trade value
$772.06K
% of position
62.6%
1/2/2020
23.89K→8.94K
Common Stock
Direct
Shares
−7.55K
Price / share
$52.09
Trade value
$393.28K
% of position
84.5%
1/2/2020
8.94K→1.39K
Total
Net shares
+0.00
Net value
-$932.47K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/2/2020 | M · Option Exercise | +22.50K | $10.35 | $232.88K | 1622.2% | 1.39K | 23.89K |
| Common Stock Direct | 1/2/2020 | S · Sale | −14.95K | $51.64 | $772.06K | 62.6% | 23.89K | 8.94K |
| Common Stock Direct | 1/2/2020 | S · Sale | −7.55K | $52.09 | $393.28K | 84.5% | 8.94K | 1.39K |
| Total | +0.00 | -$932.47K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
22.50K shares
Shares
−22.50K
Strike price
10.35
Held after
67.50K
Exercisable
—
1/2/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock22.50K shares | 1/2/2020 | M · Option Exercise | −22.50K | 10.35 | — | 67.50K |