SMITH MICHAEL P (EVP, CFO, Treasurer & Sec.) sold 91.5% of their position (15K shares) of ZOGENIX, INC. on the open market
Open‑market sale worth $750.0K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 8/12/2019ACC: 0001375151-19-000113
Officer· EVP, CFO, Treasurer & Sec.
Since Mar 2019
-15K
Net shares
Net seller
$750.0K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
15K acquired · 30K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+15K
Price / share
$10.35
Trade value
$155.25K
% of position
1081.5%
8/9/2019
1.39K→16.39K
Common Stock
Direct
Shares
−15K
Price / share
$50.00
Trade value
$750K
% of position
91.5%
8/9/2019
16.39K→1.39K
Total
Net shares
+0.00
Net value
-$594.75K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/9/2019 | M · Option Exercise | +15K | $10.35 | $155.25K | 1081.5% | 1.39K | 16.39K |
| Common Stock Direct | 8/9/2019 | S · Sale | −15K | $50.00 | $750K | 91.5% | 16.39K | 1.39K |
| Total | +0.00 | -$594.75K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
15K shares
Shares
−15K
Strike price
10.35
Held after
105K
Exercisable
—
8/9/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock15K shares | 8/9/2019 | M · Option Exercise | −15K | 10.35 | — | 105K |