SMITH MICHAEL P (EVP, CFO, Treasurer & Sec.) exercised options at ZOGENIX, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 3/19/2019ACC: 0001375151-19-000036
Officer· EVP, CFO, Treasurer & Sec.
Since Mar 2019
-1.08K
Net shares
Net seller
$56.1K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
3.13K acquired · 4.21K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+1.56K
Price / share
—
Trade value
—
% of position
656.7%
3/15/2019
238.00→1.80K
Common Stock
Direct
Shares
−541.00
Price / share
$51.88
Trade value
$28.07K
% of position
30.0%
3/15/2019
1.80K→1.26K
Common Stock
Direct
Shares
+1.56K
Price / share
—
Trade value
—
% of position
656.7%
3/15/2019
238.00→1.80K
Common Stock
Direct
Shares
−541.00
Price / share
$51.88
Trade value
$28.07K
% of position
30.0%
3/15/2019
1.80K→1.26K
Total
Net shares
+2.04K
Net value
-$56.13K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/15/2019 | M · Option Exercise | +1.56K | — | — | 656.7% | 238.00 | 1.80K |
| Common Stock Direct | 3/15/2019 | F · Tax Withholding | −541.00 | $51.88 | $28.07K | 30.0% | 1.80K | 1.26K |
| Common Stock Direct | 3/15/2019 | M · Option Exercise | +1.56K | — | — | 656.7% | 238.00 | 1.80K |
| Common Stock Direct | 3/15/2019 | F · Tax Withholding | −541.00 | $51.88 | $28.07K | 30.0% | 1.80K | 1.26K |
| Total | +2.04K | -$56.13K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
1.56K shares
Shares
−1.56K
Strike price
Held after
4.69K
Exercisable
—
3/15/2019
Restricted Stock Units
Direct
Converts to
Common Stock
1.56K shares
Shares
−1.56K
Strike price
Held after
4.69K
Exercisable
—
3/15/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.56K shares | 3/15/2019 | M · Option Exercise | −1.56K | — | 4.69K | |
| Restricted Stock Units Direct | Common Stock1.56K shares | 3/15/2019 | M · Option Exercise | −1.56K | — | 4.69K |