SMITH MARK A

PrivateCIK: 1168243

Location

NEW YORK, NY

SMITH MARK A (President) exercised options at BION ENVIRONMENTAL TECHNOLOGIES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

SMITH MARK A

Filed: 2/14/2024ACC: 0001079973-24-000233

InsiderSMITH MARK ACIK 1168243

→

IssuerBION ENVIRONMENTAL TECHNOLOGIES INCCIK 875729

DirectorOfficer10% Owner· President

Since Aug 2018

-402.42K

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

7

Total transactions

2.52M acquired · 2.93M disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

Shares

+2.44M

Price / share

—

Trade value

—

% of position

123.4%

1/23/2024

1.98M→4.42M

Common Stock

Indirect

M · Option Exercise

Shares

+85.35K

Price / share

—

Trade value

—

% of position

New position

1/23/2024

0.00→85.35K

Total

Net shares

+2.52M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	1/23/2024	M · Option Exercise	+2.44M	—	—	123.4%	1.98M	4.42M
Common Stock Indirect	1/23/2024	M · Option Exercise	+85.35K	—	—	New position	0.00	85.35K
Total			+2.52M		$0.00

Derivative Transactions5

Class CAP2017 Warrants

Direct

M · Option Exercise

Converts to

Common Stock

Shares

−300K

Strike price

0.75

Held after

0.00

Exercisable

—

1/23/2024

Class MAS Various Warrants

Direct

M · Option Exercise

Converts to

Common Stock

Shares

−1.60M

Strike price

0.75

Held after

0.00

Exercisable

—

1/23/2024

Class MAS Various Warrants

Direct

M · Option Exercise

Converts to

Common Stock

Shares

−106.50K

Strike price

0.75

Held after

0.00

Exercisable

—

1/23/2024

Class MAS Various Warrants

Direct

M · Option Exercise

Converts to

Common Stock

Shares

−820.21K

Strike price

0.75

Held after

0.00

Exercisable

—

1/23/2024

Class FEB2021-2

Indirect

M · Option Exercise

Converts to

Common Stock

Shares

−100K

Strike price

0.75

Held after

0.00

Exercisable

—

1/23/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Class CAP2017 Warrants Direct	Common Stock	1/23/2024	M · Option Exercise	−300K	0.75	—	0.00
Class MAS Various Warrants Direct	Common Stock	1/23/2024	M · Option Exercise	−1.60M	0.75	—	0.00
Class MAS Various Warrants Direct	Common Stock	1/23/2024	M · Option Exercise	−106.50K	0.75	—	0.00
Class MAS Various Warrants Direct	Common Stock	1/23/2024	M · Option Exercise	−820.21K	0.75	—	0.00
Class FEB2021-2 Indirect	Common Stock	1/23/2024	M · Option Exercise	−100K	0.75	—	0.00

Non-Derivative Holdings (Post-Transaction)3

Common Stock

Indirect

Shares owned12.68K

Common Stock

Indirect

Shares owned62.53K

Common Stock

Indirect

Shares owned53.76K

Total

128.97K indirect128.97K

Security Title	Shares Owned	Ownership Type
Common Stock	12.68K	Indirect
Common Stock	62.53K	Indirect
Common Stock	53.76K	Indirect
Total	128.97K	128.97K indirect

Derivative Holdings (Post-Transaction)3

Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.42M

Shares owned

2.42M

Exercise price

Expiration

—

Exercise window

—

2020 Non Adjusted Convertible Obligation

Direct

Underlying security

Common Stock

Underlying shares

237.46K

Shares owned

237.46K

Exercise price

0.50

Expiration

—

Exercise window

—

Deferred Compensation

Direct

Underlying security

Common Stock

Underlying shares

93.93K

Shares owned

93.93K

Exercise price

0.75

Expiration

—

Exercise window

—

Total

Underlying

2.76M

Owned

2.76M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Options (Right to Buy) Direct	Common Stock		—	—	2.42M	2.42M
2020 Non Adjusted Convertible Obligation Direct	Common Stock	0.50	—	—	237.46K	237.46K
Deferred Compensation Direct	Common Stock	0.75	—	—	93.93K	93.93K
Total					2.76M	2.76M

SMITH MARK A — Insider Transaction (Form 4) Filed Feb 14, 2024 | Finecho