SMITH MARK A

PrivateCIK: 1168243
Location

NEW YORK, NY

SMITH MARK A (President) received a stock award from BION ENVIRONMENTAL TECHNOLOGIES INC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award
InsiderSMITH MARK ACIK 1168243
DirectorOfficer10% Owner· President
Since Aug 2018
+716.95K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
1.04M acquired · 320K disposed
Non-Derivative Transactions3

Common Stock

Direct
G · Gift

Shares

20K

Price / share

Trade value

% of position

1.9%
6/28/2023
1.03M1.01M

Common Stock

Direct
A · Award

Shares

+518.48K

Price / share

Trade value

% of position

51.4%
7/21/2023
1.01M1.53M

Common Stock

Direct
G · Gift

Shares

200K

Price / share

Trade value

% of position

13.1%
7/21/2023
1.53M1.33M
Total

Net shares

+298.48K

Net value

$0.00

Derivative Transactions3

Adjusted 2020 Convertible Obligation

Direct
D · Disposition
Converts to

Common Stock

Shares

N/A

Strike price

.50

Held after

971.49K

Exercisable

7/21/2023

Class JULYCONV-4 Warrants

Direct
A · Award
Converts to

Common Stock

518.48K shares

Shares

+518.48K

Strike price

.75

Held after

518.48K

Exercisable

7/21/2023

Class JULYCONV-4 Warrants

Direct
G · Gift
Converts to

Common Stock

100K shares

Shares

100K

Strike price

.75

Held after

418.48K

Exercisable

7/21/2023
Non-Derivative Holdings (Post-Transaction)3

Common Stock

Indirect
Shares owned12.68K

Common Stock

Indirect
Shares owned53.76K

Common Stock

Indirect
Shares owned62.53K
Total
128.97K indirect128.97K
Derivative Holdings (Post-Transaction)2

Various Other Classes Warrants

Direct
Underlying security
Common Stock

Underlying shares

1.76M

Shares owned

1.76M

Exercise price

Expiration

Exercise window

Options (right to buy)

Direct
Underlying security
Common Stock

Underlying shares

2.42M

Shares owned

2.42M

Exercise price

Expiration

Exercise window

Total

Underlying

4.18M

Owned

4.18M

SMITH MARK A — Insider Transaction (Form 4) Filed Jul 28, 2023 | Finecho