SMITH MARK A

PrivateCIK: 1168243
Location

NEW YORK, NY

SMITH MARK A (President) received a stock award from BION ENVIRONMENTAL TECHNOLOGIES INC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award
InsiderSMITH MARK ACIK 1168243
DirectorOfficer10% Owner· President
Since Aug 2018
-500K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
386.61K acquired · 886.61K disposed
Non-Derivative Transactions2

Common Stock

Direct
A · Award

Shares

386.61K

Price / share

Trade value

% of position

23.2%
6/4/2023
1.67M1.28M

Common Stock

Direct
G · Gift

Shares

250K

Price / share

Trade value

% of position

19.5%
6/4/2023
1.28M1.03M
Total

Net shares

636.61K

Net value

$0.00

Derivative Transactions3

Adjusted 2020 Convertible Obligation

Direct
D · Disposition
Converts to

Common Stock

Shares

N/A

Strike price

0.50

Held after

N/A

Exercisable

6/4/2023

Class JUNECONV-3 Warrants

Direct
A · Award
Converts to

Common Stock

386.61K shares

Shares

+386.61K

Strike price

0.75

Held after

386.61K

Exercisable

6/4/2023

Class JUNECONV-3 Warrants

Direct
G · Gift
Converts to

Common Stock

250K shares

Shares

250K

Strike price

0.75

Held after

136.61K

Exercisable

6/4/2023
Non-Derivative Holdings (Post-Transaction)3

Common Stock

Indirect
Shares owned12.68K

Common Stock

Indirect
Shares owned53.76K

Common Stock

Indirect
Shares owned62.53K
Total
128.97K indirect128.97K
Derivative Holdings (Post-Transaction)2

Optioins (right to buy)

Direct
Underlying security
Common Stock

Underlying shares

2.42M

Shares owned

2.42M

Exercise price

Expiration

Exercise window

Various Other Classes Warrants

Direct
Underlying security
Common Stock

Underlying shares

1.35M

Shares owned

1.35M

Exercise price

Expiration

Exercise window

Total

Underlying

3.78M

Owned

3.78M

SMITH MARK A — Insider Transaction (Form 4) Filed Jun 7, 2023 | Finecho