SMITH LORI B (SVP Chief Information Officer) exercised options at UNIVERSAL TECHNICAL INSTITUTE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/18/2023ACC: 0001261654-23-000141
Officer· SVP Chief Information Officer
Since Jan 2020
-2.35K
Net shares
Net seller
$25.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
8.42K acquired · 10.76K disposed
Non-Derivative Transactions2
Common Stock, $0.0001 par value
Direct
Shares
+8.42K
Price / share
—
Trade value
—
% of position
17.1%
12/14/2023
49.31K→57.73K
Common Stock, $0.0001 par value
Direct
Shares
−2.35K
Price / share
$10.94
Trade value
$25.65K
% of position
4.1%
12/14/2023
57.73K→55.39K
Total
Net shares
+6.07K
Net value
-$25.65K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value Direct | 12/14/2023 | M · Option Exercise | +8.42K | — | — | 17.1% | 49.31K | 57.73K |
| Common Stock, $0.0001 par value Direct | 12/14/2023 | F · Tax Withholding | −2.35K | $10.94 | $25.65K | 4.1% | 57.73K | 55.39K |
| Total | +6.07K | -$25.65K | ||||||
Derivative Transactions1
Performance Units
Direct
Converts to
Common Stock, $0.0001 par value
8.42K shares
Shares
−8.42K
Strike price
Held after
0.00
Exercisable
—
12/14/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance Units Direct | Common Stock, $0.0001 par value8.42K shares | 12/14/2023 | M · Option Exercise | −8.42K | — | 0.00 |