SMITH LORI B (SVP Chief Information Officer) exercised options at UNIVERSAL TECHNICAL INSTITUTE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/10/2023ACC: 0001261654-23-000017
Officer· SVP Chief Information Officer
Since Jan 2020
-1.28K
Net shares
Net seller
$8.6K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
3.85K acquired · 5.13K disposed
Non-Derivative Transactions2
Common Stock, $0.0001 par value
Direct
Shares
+3.85K
Price / share
—
Trade value
—
% of position
10.9%
1/7/2023
35.40K→39.25K
Common Stock, $0.0001 par value
Direct
Shares
−1.28K
Price / share
$6.71
Trade value
$8.56K
% of position
3.3%
1/7/2023
39.25K→37.97K
Total
Net shares
+2.57K
Net value
-$8.56K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value Direct | 1/7/2023 | M · Option Exercise | +3.85K | — | — | 10.9% | 35.40K | 39.25K |
| Common Stock, $0.0001 par value Direct | 1/7/2023 | F · Tax Withholding | −1.28K | $6.71 | $8.56K | 3.3% | 39.25K | 37.97K |
| Total | +2.57K | -$8.56K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock, $0.0001 par value
3.85K shares
Shares
−3.85K
Strike price
Held after
0.00
Exercisable
—
1/7/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock, $0.0001 par value3.85K shares | 1/7/2023 | M · Option Exercise | −3.85K | — | 0.00 |