SMITH LORI B (SVP Chief Information Officer) exercised options at UNIVERSAL TECHNICAL INSTITUTE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/13/2022ACC: 0001261654-22-000165
Officer· SVP Chief Information Officer
Since Jan 2020
-1.33K
Net shares
Net seller
$9.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
4.65K acquired · 5.97K disposed
Non-Derivative Transactions2
Common Stock, $0.0001 par value
Direct
Shares
+4.65K
Price / share
—
Trade value
—
% of position
14.5%
12/10/2022
32.08K→36.73K
Common Stock, $0.0001 par value
Direct
Shares
−1.33K
Price / share
$7.15
Trade value
$9.49K
% of position
3.6%
12/10/2022
36.73K→35.40K
Total
Net shares
+3.32K
Net value
-$9.49K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value Direct | 12/10/2022 | M · Option Exercise | +4.65K | — | — | 14.5% | 32.08K | 36.73K |
| Common Stock, $0.0001 par value Direct | 12/10/2022 | F · Tax Withholding | −1.33K | $7.15 | $9.49K | 3.6% | 36.73K | 35.40K |
| Total | +3.32K | -$9.49K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock, $0.0001 par value
4.65K shares
Shares
−4.65K
Strike price
Held after
4.65K
Exercisable
—
12/10/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock, $0.0001 par value4.65K shares | 12/10/2022 | M · Option Exercise | −4.65K | — | 4.65K |