SMITH LORI B (SVP Chief Information Officer) exercised options at UNIVERSAL TECHNICAL INSTITUTE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/12/2022ACC: 0001261654-22-000116
Officer· SVP Chief Information Officer
Since Jan 2020
-1.34K
Net shares
Net seller
$9.6K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
4.70K acquired · 6.04K disposed
Non-Derivative Transactions2
Common Stock, $0.0001 par value
Direct
Shares
+4.70K
Price / share
—
Trade value
—
% of position
16.4%
12/8/2022
28.73K→33.42K
Common Stock, $0.0001 par value
Direct
Shares
−1.34K
Price / share
$7.19
Trade value
$9.65K
% of position
4.0%
12/8/2022
33.42K→32.08K
Total
Net shares
+3.36K
Net value
-$9.65K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value Direct | 12/8/2022 | M · Option Exercise | +4.70K | — | — | 16.4% | 28.73K | 33.42K |
| Common Stock, $0.0001 par value Direct | 12/8/2022 | F · Tax Withholding | −1.34K | $7.19 | $9.65K | 4.0% | 33.42K | 32.08K |
| Total | +3.36K | -$9.65K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock, $0.0001 par value
4.70K shares
Shares
−4.70K
Strike price
Held after
9.40K
Exercisable
—
12/8/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock, $0.0001 par value4.70K shares | 12/8/2022 | M · Option Exercise | −4.70K | — | 9.40K |