SMITH LORI B (SVP Chief Information Officer) exercised options at UNIVERSAL TECHNICAL INSTITUTE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/18/2022ACC: 0001261654-22-000018
Officer· SVP Chief Information Officer
Since Jan 2020
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
993.00 acquired · 993.00 disposed
Non-Derivative Transactions1
Common Stock, $0.0001 par value
Direct
Shares
+993.00
Price / share
—
Trade value
—
% of position
3.5%
1/13/2022
28.07K→29.06K
Total
Net shares
+993.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value Direct | 1/13/2022 | M · Option Exercise | +993.00 | — | — | 3.5% | 28.07K | 29.06K |
| Total | +993.00 | $0.00 | ||||||
Derivative Transactions1
Performance Units
Direct
Converts to
Common Stock, $0.0001 par value
993.00 shares
Shares
−993.00
Strike price
Held after
0.00
Exercisable
—
1/13/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance Units Direct | Common Stock, $0.0001 par value993.00 shares | 1/13/2022 | M · Option Exercise | −993.00 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, $0.0001 par value
IndirectShares owned175.01K
Total
175.01K indirect175.01K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $0.0001 par value | 175.01K | Indirect |
| Total | 175.01K | 175.01K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported