SMITH LORI B (SVP Chief Information Officer) exercised options at UNIVERSAL TECHNICAL INSTITUTE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/11/2022ACC: 0001261654-22-000008
Officer· SVP Chief Information Officer
Since Jan 2020
+6.39K
Net shares
Net buyer
$10.1K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
7.70K acquired · 1.30K disposed
Non-Derivative Transactions2
Common Stock, $0.0001 par value
Direct
Shares
+3.85K
Price / share
—
Trade value
—
% of position
15.1%
1/7/2022
25.52K→29.37K
Common Stock, $0.0001 par value
Direct
Shares
−1.30K
Price / share
$7.75
Trade value
$10.10K
% of position
4.4%
1/7/2022
29.37K→28.07K
Total
Net shares
+2.54K
Net value
-$10.10K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value Direct | 1/7/2022 | M · Option Exercise | +3.85K | — | — | 15.1% | 25.52K | 29.37K |
| Common Stock, $0.0001 par value Direct | 1/7/2022 | F · Tax Withholding | −1.30K | $7.75 | $10.10K | 4.4% | 29.37K | 28.07K |
| Total | +2.54K | -$10.10K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock, $0.0001 par value
3.85K shares
Shares
+3.85K
Strike price
Held after
3.85K
Exercisable
—
1/7/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock, $0.0001 par value3.85K shares | 1/7/2022 | M · Option Exercise | +3.85K | — | 3.85K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, $0.0001 par value
IndirectShares owned173.46K
Total
173.46K indirect173.46K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $0.0001 par value | 173.46K | Indirect |
| Total | 173.46K | 173.46K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported