SMITH LORI B (SVP Chief Information Officer) exercised options at UNIVERSAL TECHNICAL INSTITUTE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/17/2021ACC: 0001261654-21-000107
Officer· SVP Chief Information Officer
Since Jan 2020
-1.33K
Net shares
Net seller
$10.8K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
4.65K acquired · 5.97K disposed
Non-Derivative Transactions2
Common Stock, $0.0001 par value
Direct
Shares
+4.65K
Price / share
—
Trade value
—
% of position
20.9%
12/15/2021
22.21K→26.85K
Common Stock, $0.0001 par value
Direct
Shares
−1.33K
Price / share
$8.14
Trade value
$10.80K
% of position
4.9%
12/15/2021
26.85K→25.52K
Total
Net shares
+3.32K
Net value
-$10.80K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value Direct | 12/15/2021 | M · Option Exercise | +4.65K | — | — | 20.9% | 22.21K | 26.85K |
| Common Stock, $0.0001 par value Direct | 12/15/2021 | F · Tax Withholding | −1.33K | $8.14 | $10.80K | 4.9% | 26.85K | 25.52K |
| Total | +3.32K | -$10.80K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock, $0.0001 par value
4.65K shares
Shares
−4.65K
Strike price
Held after
9.29K
Exercisable
—
12/15/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock, $0.0001 par value4.65K shares | 12/15/2021 | M · Option Exercise | −4.65K | — | 9.29K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, $0.0001 par value
IndirectShares owned170.38K
Total
170.38K indirect170.38K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $0.0001 par value | 170.38K | Indirect |
| Total | 170.38K | 170.38K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported