SMITH LORI B (SVP Chief Information Officer) exercised options at UNIVERSAL TECHNICAL INSTITUTE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/13/2021ACC: 0001261654-21-000010
Officer· SVP Chief Information Officer
Since Jan 2020
-1.30K
Net shares
Net seller
$8.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
3.85K acquired · 5.15K disposed
Non-Derivative Transactions2
Common Stock, $0.0001 par value
Direct
Shares
+3.85K
Price / share
—
Trade value
—
% of position
19.6%
1/11/2021
19.66K→23.51K
Common Stock, $0.0001 par value
Direct
Shares
−1.30K
Price / share
$6.41
Trade value
$8.35K
% of position
5.5%
1/11/2021
23.51K→22.21K
Total
Net shares
+2.54K
Net value
-$8.35K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value Direct | 1/11/2021 | M · Option Exercise | +3.85K | — | — | 19.6% | 19.66K | 23.51K |
| Common Stock, $0.0001 par value Direct | 1/11/2021 | F · Tax Withholding | −1.30K | $6.41 | $8.35K | 5.5% | 23.51K | 22.21K |
| Total | +2.54K | -$8.35K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock, $0.0001 par value
3.85K shares
Shares
−3.85K
Strike price
Held after
21.64K
Exercisable
—
1/11/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock, $0.0001 par value3.85K shares | 1/11/2021 | M · Option Exercise | −3.85K | — | 21.64K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, $0.0001 par value
IndirectShares owned165.96K
Total
165.96K indirect165.96K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $0.0001 par value | 165.96K | Indirect |
| Total | 165.96K | 165.96K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported