SMITH, JR. THOMAS S. (President and CEO) reported 3 transactions at SOTHEBYS
Review the transaction codes below to understand the nature of each event.
Filed: 10/4/2019ACC: 0001127602-19-030126
DirectorOfficer· President and CEO
Since Nov 2018
-260.41K
Net shares
Net seller
$14.84M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
260.41K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
−243.67K
Price / share
$57.00
Trade value
$13.89M
% of position
New position
10/3/2019
243.67K→0.00
Common Stock
Indirect
Shares
−5.61K
Price / share
$57.00
Trade value
$319.77K
% of position
New position
10/3/2019
5.61K→0.00
Common Stock
Indirect
Shares
−11.13K
Price / share
$57.00
Trade value
$634.41K
% of position
New position
10/3/2019
11.13K→0.00
Total
Net shares
−260.41K
Net value
-$14.84M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/3/2019 | D · Disposition | −243.67K | $57.00 | $13.89M | New position | 243.67K | 0.00 |
| Common Stock Indirect | 10/3/2019 | D · Disposition | −5.61K | $57.00 | $319.77K | New position | 5.61K | 0.00 |
| Common Stock Indirect | 10/3/2019 | D · Disposition | −11.13K | $57.00 | $634.41K | New position | 11.13K | 0.00 |
| Total | −260.41K | -$14.84M | ||||||
Derivative Transactions0
No derivative transactions reported