SMITH, JR. THOMAS S. (President and CEO) received a stock award from SOTHEBYS
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 3/6/2019ACC: 0001127602-19-010324
DirectorOfficer· President and CEO
Since Nov 2018
+49.08K
Net shares
Net buyer
$1.88M
Total sold
0
Open market trades
0B · 0S
2
Total transactions
96.18K acquired · 47.10K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+96.18K
Price / share
—
Trade value
—
% of position
71.3%
3/5/2019
134.97K→231.15K
Common Stock
Direct
Shares
−47.10K
Price / share
$40.00
Trade value
$1.88M
% of position
20.4%
3/5/2019
231.15K→184.05K
Total
Net shares
+49.08K
Net value
-$1.88M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/5/2019 | A · Award | +96.18K | — | — | 71.3% | 134.97K | 231.15K |
| Common Stock Direct | 3/5/2019 | F · Tax Withholding | −47.10K | $40.00 | $1.88M | 20.4% | 231.15K | 184.05K |
| Total | +49.08K | -$1.88M | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned5.61K
Common Stock
IndirectShares owned11.13K
Total
16.74K indirect16.74K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 5.61K | Indirect |
| Common Stock | 11.13K | Indirect |
| Total | 16.74K | 16.74K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported