SMITH JOEL A III reported 2 transactions at OCLARO, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 12/10/2018ACC: 0001214659-18-007616
-255.99K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
255.99K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−229.69K
Price / share
—
Trade value
—
% of position
New position
12/10/2018
229.69K→0.00
Common Stock
Indirect
Shares
−86.00
Price / share
—
Trade value
—
% of position
New position
12/10/2018
86.00→0.00
Total
Net shares
−229.78K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/10/2018 | D · Disposition | −229.69K | — | — | New position | 229.69K | 0.00 |
| Common Stock Indirect | 12/10/2018 | D · Disposition | −86.00 | — | — | New position | 86.00 | 0.00 |
| Total | −229.78K | $0.00 | ||||||
Derivative Transactions3
Stock Options (Right to Buy)
Direct
Converts to
Common Stock
8K shares
Shares
−8K
Strike price
5.80
Held after
0.00
Exercisable
—
12/10/2018
Stock Options (Right to Buy)
Direct
Converts to
Common Stock
14.88K shares
Shares
−14.88K
Strike price
3.54
Held after
0.00
Exercisable
—
12/10/2018
Stock Options (Right to Buy)
Direct
Converts to
Common Stock
3.33K shares
Shares
−3.33K
Strike price
3.10
Held after
0.00
Exercisable
—
12/10/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) Direct | Common Stock8K shares | 12/10/2018 | D · Disposition | −8K | 5.80 | — | 0.00 |
| Stock Options (Right to Buy) Direct | Common Stock14.88K shares | 12/10/2018 | D · Disposition | −14.88K | 3.54 | — | 0.00 |
| Stock Options (Right to Buy) Direct | Common Stock3.33K shares | 12/10/2018 | D · Disposition | −3.33K | 3.10 | — | 0.00 |