SMITH JOEL A III exercised options at OCLARO, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/13/2018ACC: 0001214659-18-007081
0.00
Net shares
Net seller
$2.2K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.45K acquired · 1.45K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+1.45K
Price / share
$1.50
Trade value
$2.17K
% of position
0.6%
11/9/2018
228.24K→229.69K
Total
Net shares
+1.45K
Net value
$2.17K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/9/2018 | M · Option Exercise | +1.45K | $1.50 | $2.17K | 0.6% | 228.24K | 229.69K |
| Total | +1.45K | $2.17K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
1.45K shares
Shares
−1.45K
Strike price
1.50
Held after
0.00
Exercisable
—
11/9/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock1.45K shares | 11/9/2018 | M · Option Exercise | −1.45K | 1.50 | — | 0.00 |