SMITH JERRY DON enters ICORECONNECT INC. with 10.45M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 9/13/2018ACC: 0001654954-18-010159
10.45M
Baseline shares
0.00
Direct ownership
0 positions
3.95M
Derivative underlying
2 instruments
7
Security positions
10.45M indirect
Non-Derivative Holdings7
Common Stock
IndirectShares owned333.33K
Common Stock
IndirectShares owned1.84M
Common Stock
IndirectShares owned112.00
Common Stock
IndirectShares owned3.29M
Common Stock
IndirectShares owned368.32K
Common Stock
IndirectShares owned600.55K
Common Stock
IndirectShares owned4.02M
Total
10.45M indirect10.45M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 333.33K | Indirect |
| Common Stock | 1.84M | Indirect |
| Common Stock | 112.00 | Indirect |
| Common Stock | 3.29M | Indirect |
| Common Stock | 368.32K | Indirect |
| Common Stock | 600.55K | Indirect |
| Common Stock | 4.02M | Indirect |
| Total | 10.45M | 10.45M indirect |
Derivative Holdings2
Warrants for the purchase of Common Stock
IndirectUnderlying security
Warrant
Underlying shares
2.89M
Shares owned
N/A
Exercise price
1.35
Expiration
—
Exercise window
—
Debt convertible for the purchase of Common Stock
IndirectUnderlying security
Convertible Debt
Underlying shares
1.06M
Shares owned
N/A
Exercise price
0.25
Expiration
—
Exercise window
—
Total
Underlying
3.95M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants for the purchase of Common Stock Indirect | Warrant | 1.35 | — | — | 2.89M | N/A |
| Debt convertible for the purchase of Common Stock Indirect | Convertible Debt | 0.25 | — | — | 1.06M | N/A |
| Total | 3.95M | 0.00 | ||||