SMITH JEFFREY T L (Managing Director) sold 86.1% of their position (32.73K shares) of ALDER BIOPHARMACEUTICALS INC on the open market
Open‑market sale worth $603.5K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 9/18/2019ACC: 0001209191-19-050079
Officer· Managing Director
Since Jul 2018
-32.73K
Net shares
Net seller
$603.5K
Total sold
1
Open market trades
0B · 1S
5
Total transactions
32.73K acquired · 65.46K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+22.73K
Price / share
$4.46
Trade value
$101.25K
% of position
431.1%
9/16/2019
5.27K→28K
Common Stock
Direct
Shares
+10K
Price / share
$3.46
Trade value
$34.65K
% of position
35.7%
9/16/2019
28K→38K
Common Stock
Direct
Shares
−32.73K
Price / share
$18.44
Trade value
$603.50K
% of position
86.1%
9/16/2019
38K→5.27K
Total
Net shares
+0.00
Net value
-$467.60K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/16/2019 | M · Option Exercise | +22.73K | $4.46 | $101.25K | 431.1% | 5.27K | 28K |
| Common Stock Direct | 9/16/2019 | M · Option Exercise | +10K | $3.46 | $34.65K | 35.7% | 28K | 38K |
| Common Stock Direct | 9/16/2019 | S · Sale | −32.73K | $18.44 | $603.50K | 86.1% | 38K | 5.27K |
| Total | +0.00 | -$467.60K | ||||||
Derivative Transactions2
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
22.73K shares
Shares
−22.73K
Strike price
4.455
Held after
0.00
Exercisable
—
9/16/2019
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
10K shares
Shares
−10K
Strike price
3.465
Held after
17.27K
Exercisable
—
9/16/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock22.73K shares | 9/16/2019 | M · Option Exercise | −22.73K | 4.455 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock10K shares | 9/16/2019 | M · Option Exercise | −10K | 3.465 | — | 17.27K |