SMITH GEOFFREY C. enters I3 VERTICALS, INC. with 8.40K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

SMITH GEOFFREY C.

Filed: 6/23/2021ACC: 0001209191-21-042699

InsiderSMITH GEOFFREY C.CIK 1868020

→

IssuerI3 VERTICALS, INC.CIK 1728688

Officer· VP of Finance

Since Jun 2021

8.40K

Baseline shares

100% direct

8.40K

Direct ownership

1 position

95K

Derivative underlying

6 instruments

Security positions

All direct

Non-Derivative Holdings1

Class A common stock, par value $0.0001 per share

Direct

Shares owned8.40K

Total

8.40K direct8.40K

Security Title	Shares Owned	Ownership Type
Class A common stock, par value $0.0001 per share	8.40K	Direct
Total	8.40K	8.40K direct

Derivative Holdings6

Stock Option (Right to Buy)

Direct

Underlying security

Class A common stock, par value $0.0001 per share

Underlying shares

20K

Shares owned

N/A

Exercise price

29.69

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Class A common stock, par value $0.0001 per share

Underlying shares

10K

Shares owned

N/A

Exercise price

34.20

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Class A common stock, par value $0.0001 per share

Underlying shares

30K

Shares owned

N/A

Exercise price

13.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Class A common stock, par value $0.0001 per share

Underlying shares

10K

Shares owned

N/A

Exercise price

21.65

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Class A common stock, par value $0.0001 per share

Underlying shares

15K

Shares owned

N/A

Exercise price

32.25

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Class A common stock, par value $0.0001 per share

Underlying shares

10K

Shares owned

N/A

Exercise price

23.04

Expiration

—

Exercise window

—

Total

Underlying

95K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Class A common stock, par value $0.0001 per share	29.69	—	—	20K	N/A
Stock Option (Right to Buy) Direct	Class A common stock, par value $0.0001 per share	34.20	—	—	10K	N/A
Stock Option (Right to Buy) Direct	Class A common stock, par value $0.0001 per share	13.00	—	—	30K	N/A
Stock Option (Right to Buy) Direct	Class A common stock, par value $0.0001 per share	21.65	—	—	10K	N/A
Stock Option (Right to Buy) Direct	Class A common stock, par value $0.0001 per share	32.25	—	—	15K	N/A
Stock Option (Right to Buy) Direct	Class A common stock, par value $0.0001 per share	23.04	—	—	10K	N/A
Total					95K	0.00