SMITH EUGENE M. (Group VP and Treasurer) reported 3 transactions at SMART & FINAL STORES, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 6/20/2019ACC: 0001104659-19-036683
Officer· Group VP and Treasurer
Since May 2019
-97.36K
Net shares
Net seller
$371.0K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
97.36K disposed
Non-Derivative Transactions3
Common stock (par value $0.001)
Direct
Shares
−30.50K
Price / share
$6.50
Trade value
$198.25K
% of position
New position
6/18/2019
30.50K→0.00
Common stock (par value $0.001)
Direct
Shares
−5.87K
Price / share
$6.50
Trade value
$38.17K
% of position
New position
6/20/2019
5.87K→0.00
Common stock (par value $0.001)
Direct
Shares
−20.71K
Price / share
$6.50
Trade value
$134.60K
% of position
New position
6/20/2019
20.71K→0.00
Total
Net shares
−57.08K
Net value
-$371.02K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common stock (par value $0.001) Direct | 6/18/2019 | U · U | −30.50K | $6.50 | $198.25K | New position | 30.50K | 0.00 |
| Common stock (par value $0.001) Direct | 6/20/2019 | D · Disposition | −5.87K | $6.50 | $38.17K | New position | 5.87K | 0.00 |
| Common stock (par value $0.001) Direct | 6/20/2019 | D · Disposition | −20.71K | $6.50 | $134.60K | New position | 20.71K | 0.00 |
| Total | −57.08K | -$371.02K | ||||||
Derivative Transactions2
Stock option (right to buy)
Direct
Converts to
Common stock
13.49K shares
Shares
−13.49K
Strike price
5.27
Held after
0.00
Exercisable
—
6/20/2019
Stock option (right to buy)
Direct
Converts to
Common stock
26.79K shares
Shares
−26.79K
Strike price
5.27
Held after
0.00
Exercisable
—
6/20/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock option (right to buy) Direct | Common stock13.49K shares | 6/20/2019 | D · Disposition | −13.49K | 5.27 | — | 0.00 |
| Stock option (right to buy) Direct | Common stock26.79K shares | 6/20/2019 | D · Disposition | −26.79K | 5.27 | — | 0.00 |