SMITH ERNEST S.

PrivateCIK: 1747769
Location

ROCHESTER, NY

InsiderSMITH ERNEST S.CIK 1747769
→
IssuerVACCINEX, INC.CIK 1205922
Officer· SVP, Research & CSO
Since Aug 2018
+40K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
40K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1

Stock Option (Right to Buy)

Direct
A · Award
Converts to

Common Stock

40K shares

Shares

+40K

Strike price

.3995

Held after

40K

Exercisable

—

3/31/2023
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Direct
Shares owned8K
Total
8K direct8K
Derivative Holdings (Post-Transaction)6

Stock Option (Right to Buy)

Direct
Underlying security
Common Stock

Underlying shares

8K

Shares owned

8K

Exercise price

6.07

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct
Underlying security
Common Stock

Underlying shares

10K

Shares owned

10K

Exercise price

2.93

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct
Underlying security
Common Stock

Underlying shares

20K

Shares owned

20K

Exercise price

1.29

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct
Underlying security
Common Stock

Underlying shares

8K

Shares owned

8K

Exercise price

3.90

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct
Underlying security
Common Stock

Underlying shares

5.11K

Shares owned

5.11K

Exercise price

7.10

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct
Underlying security
Common Stock

Underlying shares

40.73K

Shares owned

40.73K

Exercise price

7.10

Expiration

—

Exercise window

—

Total

Underlying

91.84K

Owned

91.84K

SMITH ERNEST S. — Insider Transaction (Form 4) Filed Apr 3, 2023 | Finecho