Filed: 4/4/2022ACC: 0001062993-22-009451
Officer· SVP, Research & CSO
Since Aug 2018
+20K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
20K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
20K shares
Shares
+20K
Strike price
1.29
Held after
20K
Exercisable
—
4/1/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock20K shares | 4/1/2022 | A · Award | +20K | 1.29 | — | 20K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned8K
Total
8K direct8K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 8K | Direct |
| Total | 8K | 8K direct |
Derivative Holdings (Post-Transaction)5
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
8K
Shares owned
8K
Exercise price
6.07
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
8K
Shares owned
8K
Exercise price
3.90
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
5.11K
Shares owned
5.11K
Exercise price
7.10
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
10K
Exercise price
2.93
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
40.73K
Shares owned
40.73K
Exercise price
7.10
Expiration
—
Exercise window
—
Total
Underlying
71.84K
Owned
71.84K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 6.07 | — | — | 8K | 8K |
| Stock Option (Right to Buy) Direct | Common Stock | 3.90 | — | — | 8K | 8K |
| Stock Option (Right to Buy) Direct | Common Stock | 7.10 | — | — | 5.11K | 5.11K |
| Stock Option (Right to Buy) Direct | Common Stock | 2.93 | — | — | 10K | 10K |
| Stock Option (Right to Buy) Direct | Common Stock | 7.10 | — | — | 40.73K | 40.73K |
| Total | 71.84K | 71.84K | ||||