SMITH EDWARD J (President & CEO) exercised options at SMTC CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/5/2021ACC: 0001209191-21-001374
DirectorOfficer· President & CEO
Since Aug 2018
-81.93K
Net shares
Net seller
$406.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
181.50K acquired · 263.43K disposed
Non-Derivative Transactions2
COMMON STOCK
Direct
Shares
+181.50K
Price / share
$1.23
Trade value
$223.25K
% of position
50.2%
12/31/2020
361.66K→543.16K
COMMON STOCK
Direct
Shares
−81.93K
Price / share
$4.96
Trade value
$406.37K
% of position
15.1%
12/31/2020
543.16K→461.23K
Total
Net shares
+99.57K
Net value
-$183.12K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK Direct | 12/31/2020 | M · Option Exercise | +181.50K | $1.23 | $223.25K | 50.2% | 361.66K | 543.16K |
| COMMON STOCK Direct | 12/31/2020 | F · Tax Withholding | −81.93K | $4.96 | $406.37K | 15.1% | 543.16K | 461.23K |
| Total | +99.57K | -$183.12K | ||||||
Derivative Transactions1
Employee Stock Option (Right to Buy)
Direct
Converts to
COMMON STOCK
181.50K shares
Shares
−181.50K
Strike price
1.23
Held after
490.36K
Exercisable
—
12/31/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) Direct | COMMON STOCK181.50K shares | 12/31/2020 | M · Option Exercise | −181.50K | 1.23 | — | 490.36K |