SMITH EDWARD D. exercised options at CHARTER FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/16/2018ACC: 0000899243-18-022603
-10.29K
Net shares
Net seller
$251.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
23.05K acquired · 33.34K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+23.05K
Price / share
$10.89
Trade value
$251K
% of position
134.4%
8/14/2018
17.15K→40.20K
Common Stock
Direct
Shares
−10.29K
Price / share
$24.40
Trade value
$251K
% of position
25.6%
8/14/2018
40.20K→29.91K
Total
Net shares
+12.76K
Net value
$0.81
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/14/2018 | M · Option Exercise | +23.05K | $10.89 | $251K | 134.4% | 17.15K | 40.20K |
| Common Stock Direct | 8/14/2018 | F · Tax Withholding | −10.29K | $24.40 | $251K | 25.6% | 40.20K | 29.91K |
| Total | +12.76K | $0.81 | ||||||
Derivative Transactions1
Stock Option
Direct
Converts to
Common Stock
23.05K shares
Shares
−23.05K
Strike price
10.89
Held after
19.82K
Exercisable
—
8/14/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock23.05K shares | 8/14/2018 | M · Option Exercise | −23.05K | 10.89 | — | 19.82K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned8.75K
Total
8.75K indirect8.75K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 8.75K | Indirect |
| Total | 8.75K | 8.75K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported