SMITH DAVID V (Executive Vice President & CFO) received a stock award from FIVE PRIME THERAPEUTICS, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 4/19/2021ACC: 0001209191-21-027423
Officer· Executive Vice President & CFO
Since Nov 2018
-437.95K
Net shares
Net seller
$5.28M
Total sold
0
Open market trades
0B · 0S
5
Total transactions
66K acquired · 503.95K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+66K
Price / share
—
Trade value
—
% of position
90.5%
4/16/2021
72.95K→138.95K
Common Stock
Direct
Shares
−138.95K
Price / share
$38.00
Trade value
$5.28M
% of position
New position
4/16/2021
138.95K→0.00
Total
Net shares
−72.95K
Net value
-$5.28M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/16/2021 | A · Award | +66K | — | — | 90.5% | 72.95K | 138.95K |
| Common Stock Direct | 4/16/2021 | D · Disposition | −138.95K | $38.00 | $5.28M | New position | 138.95K | 0.00 |
| Total | −72.95K | -$5.28M | ||||||
Derivative Transactions3
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
185K shares
Shares
−185K
Strike price
12.47
Held after
0.00
Exercisable
—
4/16/2021
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
90K shares
Shares
−90K
Strike price
5.25
Held after
0.00
Exercisable
—
4/16/2021
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
90K shares
Shares
−90K
Strike price
5.25
Held after
0.00
Exercisable
—
4/16/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock185K shares | 4/16/2021 | D · Disposition | −185K | 12.47 | — | 0.00 |
| Employee Stock Option (right to buy) Direct | Common Stock90K shares | 4/16/2021 | D · Disposition | −90K | 5.25 | — | 0.00 |
| Employee Stock Option (right to buy) Direct | Common Stock90K shares | 4/16/2021 | D · Disposition | −90K | 5.25 | — | 0.00 |