SMITH DAVID DONNAN (CFO) sold 10K shares of KOSS CORP on the open market
Open‑market sale worth $155.4K. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 11/2/2021ACC: 0001209191-21-062469
-10K
Net shares
Net seller
$155.4K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
10K acquired · 20K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+10K
Price / share
$2.63
Trade value
$26.30K
% of position
New position
11/2/2021
0.00→10K
Common Stock
Direct
Shares
−10K
Price / share
$15.54
Trade value
$155.40K
% of position
New position
11/2/2021
10K→0.00
Total
Net shares
+0.00
Net value
-$129.10K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/2/2021 | M · Option Exercise | +10K | $2.63 | $26.30K | New position | 0.00 | 10K |
| Common Stock Direct | 11/2/2021 | S · Sale | −10K | $15.54 | $155.40K | New position | 10K | 0.00 |
| Total | +0.00 | -$129.10K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
10K shares
Shares
−10K
Strike price
2.63
Held after
20K
Exercisable
—
11/2/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock10K shares | 11/2/2021 | M · Option Exercise | −10K | 2.63 | — | 20K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned31.00
Total
31.00 indirect31.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 31.00 | Indirect |
| Total | 31.00 | 31.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported