SMITH DAVID DONNAN

PrivateCIK: 1484415
Location

MILWAUKEE, WI

SMITH DAVID DONNAN (CFO) sold 110K shares of KOSS CORP on the open market

Open‑market sale worth $1.94M. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale
InsiderSMITH DAVID DONNANCIK 1484415
IssuerKOSS CORPCIK 56701
Officer· CFO
Since Oct 2018
-110K
Net shares
Net seller
$1.94M
Total sold
1
Open market trades
0B · 1S
13
Total transactions
110K acquired · 220K disposed
Non-Derivative Transactions7

Common Stock

Direct
M · Option Exercise

Shares

+10K

Price / share

$1.97

Trade value

$19.70K

% of position

New position
8/24/2021
0.0010K

Common Stock

Direct
M · Option Exercise

Shares

+10K

Price / share

$2.63

Trade value

$26.30K

% of position

100.0%
8/24/2021
10K20K

Common Stock

Direct
M · Option Exercise

Shares

+48K

Price / share

$3.00

Trade value

$144K

% of position

240.0%
8/24/2021
20K68K

Common Stock

Direct
M · Option Exercise

Shares

+22K

Price / share

$2.57

Trade value

$56.54K

% of position

32.4%
8/24/2021
68K90K

Common Stock

Direct
M · Option Exercise

Shares

+10K

Price / share

$2.20

Trade value

$22K

% of position

11.1%
8/24/2021
90K100K

Common Stock

Direct
M · Option Exercise

Shares

+10K

Price / share

$1.73

Trade value

$17.30K

% of position

10.0%
8/24/2021
100K110K

Common Stock

Direct
S · Sale

Shares

110K

Price / share

$17.64

Trade value

$1.94M

% of position

New position
8/24/2021
110K0.00
Total

Net shares

+0.00

Net value

-$1.65M

Derivative Transactions6

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

10K shares

Shares

10K

Strike price

1.97

Held after

30K

Exercisable

8/24/2021

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

10K shares

Shares

10K

Strike price

2.63

Held after

30K

Exercisable

8/24/2021

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

48K shares

Shares

48K

Strike price

3.00

Held after

0.00

Exercisable

8/24/2021

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

22K shares

Shares

22K

Strike price

2.57

Held after

0.00

Exercisable

8/24/2021

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

10K shares

Shares

10K

Strike price

2.20

Held after

0.00

Exercisable

8/24/2021

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

10K shares

Shares

10K

Strike price

1.73

Held after

40K

Exercisable

8/24/2021
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect
Shares owned31.00
Total
31.00 indirect31.00
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
SMITH DAVID DONNAN — Insider Transaction (Form 4) Filed Aug 26, 2021 | Finecho