SMITH DAVID A (See Remarks) exercised options at USA COMPRESSION PARTNERS, LP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

SMITH DAVID A

Filed: 3/12/2019ACC: 0001104659-19-014271

InsiderSMITH DAVID ACIK 1566570

→

IssuerUSA COMPRESSION PARTNERS, LPCIK 1522727

Officer· See Remarks

Since Dec 2018

-11.47K

Net shares

Net seller

$172.0K

Total sold

Open market trades

0B · 0S

Total transactions

22.94K acquired · 34.42K disposed

Non-Derivative Transactions6

Common Units

Direct

M · Option Exercise

+12.52K

Price / share

—

Trade value

—

% of position

13.2%

3/8/2019

95.06K→107.58K

Common Units

Direct

M · Option Exercise

+5.07K

Price / share

—

Trade value

—

% of position

4.7%

3/8/2019

107.58K→112.65K

Common Units

Direct

M · Option Exercise

+5.36K

Price / share

—

Trade value

—

% of position

4.8%

3/8/2019

112.65K→118.01K

Common Units

Direct

D · Disposition

−6.26K

Price / share

$14.99

Trade value

$93.85K

% of position

5.3%

3/8/2019

118.01K→111.75K

Common Units

Direct

D · Disposition

−2.53K

Price / share

$14.99

Trade value

$37.97K

% of position

2.3%

3/8/2019

111.75K→109.21K

Common Units

Direct

D · Disposition

−2.68K

Price / share

$14.99

Trade value

$40.16K

% of position

2.5%

3/8/2019

109.21K→106.53K

Total

Net shares

+11.47K

Net value

-$171.98K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Units Direct	3/8/2019	M · Option Exercise	+12.52K	—	—	13.2%	95.06K	107.58K
Common Units Direct	3/8/2019	M · Option Exercise	+5.07K	—	—	4.7%	107.58K	112.65K
Common Units Direct	3/8/2019	M · Option Exercise	+5.36K	—	—	4.8%	112.65K	118.01K
Common Units Direct	3/8/2019	D · Disposition	−6.26K	$14.99	$93.85K	5.3%	118.01K	111.75K
Common Units Direct	3/8/2019	D · Disposition	−2.53K	$14.99	$37.97K	2.3%	111.75K	109.21K
Common Units Direct	3/8/2019	D · Disposition	−2.68K	$14.99	$40.16K	2.5%	109.21K	106.53K
Total			+11.47K		-$171.98K

Derivative Transactions3

Phantom Units

Direct

M · Option Exercise

Converts to

Common Units

12.52K shares

−12.52K

Strike price

Held after

0.00

Exercisable

—

3/8/2019

Phantom Units

Direct

M · Option Exercise

Converts to

Common Units

5.07K shares

−5.07K

Strike price

Held after

0.00

Exercisable

—

3/8/2019

Phantom Units

Direct

M · Option Exercise

Converts to

Common Units

5.36K shares

−5.36K

Strike price

Held after

0.00

Exercisable

—

3/8/2019

Security	Converts To	Date	Type	Shares	Exercisable
Phantom Units Direct	Common Units12.52K shares	3/8/2019	M · Option Exercise	−12.52K	—
Phantom Units Direct	Common Units5.07K shares	3/8/2019	M · Option Exercise	−5.07K	—
Phantom Units Direct	Common Units5.36K shares	3/8/2019	M · Option Exercise	−5.36K	—