SMITH CLARENCE EDWARD (President & CEO) purchased 5.5% of their position (2.19M shares) of PROTOKINETIX, INC. on the open market

Open‑market purchase worth $46.9K — a moderate purchase. The strongest form of insider conviction signal.

P · 5 purchases

SMITH CLARENCE EDWARD

Filed: 1/4/2023ACC: 0001079973-23-000013

InsiderSMITH CLARENCE EDWARDCIK 1516077

→

IssuerPROTOKINETIX, INC.CIK 1128189

DirectorOfficer10% Owner· President & CEO

Since Jun 2018

+1.97M

Net shares

Net buyer

$46.9K

Total acquired

Open market trades

5B · 0S

Total transactions

2.19M acquired · 216.67K disposed

Non-Derivative Transactions5

Common Stock

Indirect

P · Purchase

+94.09K

Price / share

$0.02

Trade value

$2.26K

% of position

0.7%

12/14/2022

13.24M→13.33M

Common Stock

Indirect

P · Purchase

+78.40K

Price / share

$0.03

Trade value

$2.32K

% of position

0.6%

12/15/2022

13.33M→13.41M

Common Stock

Indirect

P · Purchase

+65K

Price / share

$0.03

Trade value

$1.99K

% of position

0.5%

12/16/2022

13.41M→13.47M

Common Stock

Indirect

P · Purchase

+100K

Price / share

$0.03

Trade value

$3.30K

% of position

0.7%

12/21/2022

13.47M→13.57M

Common Stock

Direct

P · Purchase

+1.85M

Price / share

$0.02

Trade value

$37K

% of position

4.6%

12/30/2022

40.11M→41.96M

Total

Net shares

+2.19M

Net value

$46.87K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	12/14/2022	P · Purchase	+94.09K	$0.02	$2.26K	0.7%	13.24M	13.33M
Common Stock Indirect	12/15/2022	P · Purchase	+78.40K	$0.03	$2.32K	0.6%	13.33M	13.41M
Common Stock Indirect	12/16/2022	P · Purchase	+65K	$0.03	$1.99K	0.5%	13.41M	13.47M
Common Stock Indirect	12/21/2022	P · Purchase	+100K	$0.03	$3.30K	0.7%	13.47M	13.57M
Common Stock Direct	12/30/2022	P · Purchase	+1.85M	$0.02	$37K	4.6%	40.11M	41.96M
Total			+2.19M		$46.87K

Derivative Transactions1

Warrant

Direct

J · J

Converts to

Common Stock

0.00 shares

−216.67K

Strike price

0.12

Held after

0.00

Exercisable

—

12/18/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Warrant Direct	Common Stock0.00 shares	12/18/2022	J · J	−216.67K	0.12	—	0.00

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned1.85M

Total

1.85M indirect1.85M

Security Title	Shares Owned	Ownership Type
Common Stock	1.85M	Indirect
Total	1.85M	1.85M indirect

Derivative Holdings (Post-Transaction)4

Warrant

Direct

Underlying security

Common Stock

Underlying shares

600K

Shares owned

600K

Exercise price

0.05

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

4.75M

Shares owned

4.75M

Exercise price

0.028

Expiration

—

Exercise window

—

Warrant

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

0.05

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

27.60M

Shares owned

27.60M

Exercise price

0.028

Expiration

—

Exercise window

—

Total

Underlying

33.95M

Owned

33.95M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrant Direct	Common Stock	0.05	—	—	600K	600K
Stock Option Direct	Common Stock	0.028	—	—	4.75M	4.75M
Warrant Direct	Common Stock	0.05	—	—	1M	1M
Stock Option Direct	Common Stock	0.028	—	—	27.60M	27.60M
Total					33.95M	33.95M