SMITH CLARENCE EDWARD (President & CEO) purchased 6.7% of their position (2.52M shares) of PROTOKINETIX, INC. on the open market

Open‑market purchase worth $63.0K — a moderate purchase. The strongest form of insider conviction signal.

P · 1 purchase

SMITH CLARENCE EDWARD

Filed: 12/9/2022ACC: 0001079973-22-001530

InsiderSMITH CLARENCE EDWARDCIK 1516077

→

IssuerPROTOKINETIX, INC.CIK 1128189

DirectorOfficer10% Owner· President & CEO

Since Jun 2018

+2.52M

Net shares

Net buyer

$63.0K

Total acquired

Open market trades

1B · 0S

Total transactions

34.87M acquired · 32.35M disposed

Non-Derivative Transactions1

Common Stock

Direct

P · Purchase

+2.52M

Price / share

$0.03

Trade value

$63K

% of position

6.7%

12/8/2022

37.59M→40.11M

Total

Net shares

+2.52M

Net value

$63K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/8/2022	P · Purchase	+2.52M	$0.03	$63K	6.7%	37.59M	40.11M
Total			+2.52M		$63K

Derivative Transactions5

Stock Option

Direct

J · J

Converts to

Common Stock

4.75M shares

−4.75M

Strike price

0.06

Held after

0.00

Exercisable

—

12/7/2022

Stock Option

Direct

J · J

Converts to

Common Stock

25M shares

−25M

Strike price

0.11

Held after

0.00

Exercisable

—

12/7/2022

Stock Option

Direct

J · J

Converts to

Common Stock

2.60M shares

−2.60M

Strike price

0.11

Held after

0.00

Exercisable

—

12/7/2022

Stock Option

Direct

A · Award

Converts to

Common Stock

27.60M shares

+27.60M

Strike price

0.028

Held after

27.60M

Exercisable

—

12/7/2022

Stock Option

Direct

A · Award

Converts to

Common Stock

4.75M shares

+4.75M

Strike price

0.028

Held after

4.75M

Exercisable

—

12/7/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock4.75M shares	12/7/2022	J · J	−4.75M	0.06	—	0.00
Stock Option Direct	Common Stock25M shares	12/7/2022	J · J	−25M	0.11	—	0.00
Stock Option Direct	Common Stock2.60M shares	12/7/2022	J · J	−2.60M	0.11	—	0.00
Stock Option Direct	Common Stock27.60M shares	12/7/2022	A · Award	+27.60M	0.028	—	27.60M
Stock Option Direct	Common Stock4.75M shares	12/7/2022	A · Award	+4.75M	0.028	—	4.75M

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned1.85M

Common Stock

Indirect

Shares owned13.24M

Total

15.09M indirect15.09M

Security Title	Shares Owned	Ownership Type
Common Stock	1.85M	Indirect
Common Stock	13.24M	Indirect
Total	15.09M	15.09M indirect

Derivative Holdings (Post-Transaction)3

Warrant

Direct

Underlying security

Common Stock

Underlying shares

600K

Shares owned

600K

Exercise price

0.05

Expiration

—

Exercise window

—

Warrant

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

0.05

Expiration

—

Exercise window

—

Warrant

Direct

Underlying security

Common Stock

Underlying shares

216.67K

Shares owned

216.67K

Exercise price

0.12

Expiration

—

Exercise window

—

Total

Underlying

1.82M

Owned

1.82M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrant Direct	Common Stock	0.05	—	—	600K	600K
Warrant Direct	Common Stock	0.05	—	—	1M	1M
Warrant Direct	Common Stock	0.12	—	—	216.67K	216.67K
Total					1.82M	1.82M