SMITH CLARENCE EDWARD

PrivateCIK: 1516077
Location

ST. AUGUSTINE, FL

InsiderSMITH CLARENCE EDWARDCIK 1516077
→
IssuerPROTOKINETIX, INC.CIK 1128189
DirectorOfficer10% Owner· President & CEO
Since Jun 2018
+4.61M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
4.75M acquired · 142.86K disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2

Warrant

Direct
J · J
Converts to

Common Stock

142.86K shares

Shares

−142.86K

Strike price

0.07

Held after

0.00

Exercisable

—

3/1/2022

Stock Option

Direct
A · Award
Converts to

Common Stock

4.75M shares

Shares

+4.75M

Strike price

0.06

Held after

4.75M

Exercisable

—

3/15/2022
Non-Derivative Holdings (Post-Transaction)3

Common Stock

Indirect
Shares owned1.85M

Common Stock

Indirect
Shares owned13.24M

Common Stock

Direct
Shares owned29.99M
Total
29.99M direct·15.09M indirect45.08M
Derivative Holdings (Post-Transaction)3

Stock Option

Direct
Underlying security
Common Stock

Underlying shares

2.60M

Shares owned

2.60M

Exercise price

0.11

Expiration

—

Exercise window

—

Stock Option

Direct
Underlying security
Common Stock

Underlying shares

25M

Shares owned

25M

Exercise price

0.11

Expiration

—

Exercise window

—

Warrant

Direct
Underlying security
Common Stock

Underlying shares

216.67K

Shares owned

216.67K

Exercise price

0.12

Expiration

—

Exercise window

—

Total

Underlying

27.82M

Owned

27.82M

SMITH CLARENCE EDWARD — Insider Transaction (Form 4) Filed Mar 17, 2022 | Finecho