SMITH CLARENCE EDWARD (President & CEO) purchased 0.5% of their position (142.86K shares) of PROTOKINETIX, INC. on the open market

Open‑market purchase worth $10.0K — a small addition. The strongest form of insider conviction signal.

P · 1 purchase

SMITH CLARENCE EDWARD

Filed: 8/6/2021ACC: 0001079973-21-000713

InsiderSMITH CLARENCE EDWARDCIK 1516077

→

IssuerPROTOKINETIX, INC.CIK 1128189

DirectorOfficer10% Owner· President & CEO

Since Jun 2018

+2.89M

Net shares

Net buyer

$10.0K

Total acquired

Open market trades

1B · 0S

Total transactions

27.89M acquired · 25M disposed

Non-Derivative Transactions1

Common Stock

Direct

P · Purchase

+142.86K

Price / share

$0.07

Trade value

$10K

% of position

0.5%

1/12/2021

29.02M→29.16M

Total

Net shares

+142.86K

Net value

$10K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	1/12/2021	P · Purchase	+142.86K	$0.07	$10K	0.5%	29.02M	29.16M
Total			+142.86K		$10K

Derivative Transactions8

Warrant

Direct

P · Purchase

Converts to

Common Stock

142.86K shares

+142.86K

Strike price

0.07

Held after

142.86K

Exercisable

—

1/12/2021

Stock Option

Direct

D · Disposition

Converts to

Common Stock

5M shares

−5M

Strike price

0.14

Held after

0.00

Exercisable

—

8/4/2021

Stock Option

Direct

D · Disposition

Converts to

Common Stock

5M shares

−5M

Strike price

0.14

Held after

0.00

Exercisable

—

8/4/2021

Stock Option

Direct

D · Disposition

Converts to

Common Stock

5M shares

−5M

Strike price

0.11

Held after

0.00

Exercisable

—

8/4/2021

Stock Option

Direct

D · Disposition

Converts to

Common Stock

5M shares

−5M

Strike price

0.26

Held after

0.00

Exercisable

—

8/4/2021

Stock Option

Direct

D · Disposition

Converts to

Common Stock

5M shares

−5M

Strike price

0.09

Held after

0.00

Exercisable

—

8/4/2021

Stock Option

Direct

A · Award

Converts to

Common Stock

25M shares

+25M

Strike price

0.11

Held after

25M

Exercisable

—

8/4/2021

Stock Option

Direct

A · Award

Converts to

Common Stock

2.60M shares

+2.60M

Strike price

0.11

Held after

2.60M

Exercisable

—

8/4/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Warrant Direct	Common Stock142.86K shares	1/12/2021	P · Purchase	+142.86K	0.07	—	142.86K
Stock Option Direct	Common Stock5M shares	8/4/2021	D · Disposition	−5M	0.14	—	0.00
Stock Option Direct	Common Stock5M shares	8/4/2021	D · Disposition	−5M	0.14	—	0.00
Stock Option Direct	Common Stock5M shares	8/4/2021	D · Disposition	−5M	0.11	—	0.00
Stock Option Direct	Common Stock5M shares	8/4/2021	D · Disposition	−5M	0.26	—	0.00
Stock Option Direct	Common Stock5M shares	8/4/2021	D · Disposition	−5M	0.09	—	0.00
Stock Option Direct	Common Stock25M shares	8/4/2021	A · Award	+25M	0.11	—	25M
Stock Option Direct	Common Stock2.60M shares	8/4/2021	A · Award	+2.60M	0.11	—	2.60M

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned1.85M

Common Stock

Indirect

Shares owned13.24M

Total

15.09M indirect15.09M

Security Title	Shares Owned	Ownership Type
Common Stock	1.85M	Indirect
Common Stock	13.24M	Indirect
Total	15.09M	15.09M indirect

Derivative Holdings (Post-Transaction)1

Warrant

Direct

Underlying security

Common Stock

Underlying shares

216.67K

Shares owned

216.67K

Exercise price

0.12

Expiration

—

Exercise window

—

Total

Underlying

216.67K

Owned

216.67K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrant Direct	Common Stock	0.12	—	—	216.67K	216.67K
Total					216.67K	216.67K