SMITH CHARLES A

PrivateCIK: 1977796
Location

NEW YORK, NY

SMITH CHARLES A (Chief Risk Officer) sold 6.7% of their position (8.50K shares) of MORGAN STANLEY on the open market

Open‑market sale worth $1.55M — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale
InsiderSMITH CHARLES ACIK 1977796
IssuerMORGAN STANLEYCIK 895421
Officer· Chief Risk Officer
Since May 2023
-8.50K
Net shares
Net seller
$1.55M
Total sold
1
Open market trades
0B · 1S
1
Total transactions
8.50K disposed
Non-Derivative Transactions1

Common Stock

Direct
S · Sale

Shares

8.50K

Price / share

$182.08

Trade value

$1.55M

% of position

6.7%
1/20/2026
127.63K119.13K
Total

Net shares

8.50K

Net value

-$1.55M

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect
Shares owned5.49K
Total
5.49K indirect5.49K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
SMITH CHARLES A — Insider Transaction (Form 4) Filed Jan 22, 2026 | Finecho