SMITH ANGLIN FINANCIAL, LLC

Filed: 10/11/2023ACC: 0001553540-23-000005

📋 What this filing means

SMITH ANGLIN FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 175 equity positions with a total reported market value of $822.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

175

Positions

$822.61M

Total AUM (reported)

11.49M

Total Shares

Allocation by class

S&P 500 GRWT ETF$69.85M8.5%

COM$69.51M8.5%

CORE S&P500 ETF$63.91M7.8%

CORE S&P MCP ETF$55.96M6.8%

S&P 500 VAL ETF$55.24M6.7%

S&P MC 400GR ETF$39.47M4.8%

US EQT ETF$37.85M4.6%

Portfolio Concentration

Top 3$189.72M23.1%

4–10$249.54M30.3%

11–25$236.33M28.7%

Rest$147.02M17.9%

Top 3 weight

23.1%

Top 10 weight

53.4%

Voting Authority Distribution

Total shares with voting rights: 11.49M

Sole

Full voting authority

17.63K

% of voting shares0.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

11.48M

% of voting shares99.8%

Investment Discretion (by position count)

Sole175

Shared0

Other0

Dominant voting typeNone · 99.8% of voting shares

Institutional Holdings175

Rows:

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares1.02M

TypeSH

Market value$69.85M

8.49%

Sole

2.19K

Shared

0.00

None

1.02M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares148.83K

TypeSH

Market value$63.91M

7.77%

Sole

382.00

Shared

0.00

None

148.45K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares224.43K

TypeSH

Market value$55.96M

6.80%

Sole

425.00

Shared

0.00

None

224K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares359.09K

TypeSH

Market value$55.24M

6.72%

Sole

1.10K

Shared

0.00

None

357.99K

ISHARES TR

SOLE

S&P MC 400GR ETF

Shares546.34K

TypeSH

Market value$39.47M

4.80%

Sole

1.19K

Shared

0.00

None

545.15K

AMERICAN CENTY ETF TR

SOLE

US EQT ETF

Shares516.63K

TypeSH

Market value$37.85M

4.60%

Sole

1.44K

Shared

0.00

None

515.20K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares772.12K

TypeSH

Market value$33.76M

4.10%

Sole

1.46K

Shared

0.00

None

770.67K

ISHARES TR

SOLE

CORE DIV GRWTH

Shares573.32K

TypeSH

Market value$28.40M

3.45%

Sole

1.53K

Shared

0.00

None

571.79K

VANGUARD SCOTTSDALE FDS

SOLE

LG-TERM COR BD

Shares391.05K

TypeSH

Market value$28.01M

3.40%

Sole

543.00

Shared

0.00

None

390.51K

ISHARES TR

SOLE

S&P MC 400VL ETF

Shares265.79K

TypeSH

Market value$26.83M

3.26%

Sole

761.00

Shared

0.00

None

265.03K

CAMBRIA ETF TR

SOLE

SHSHLD YIELD ETF

Shares407.72K

TypeSH

Market value$25.22M

3.07%

Sole

759.00

Shared

0.00

None

406.96K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares139.23K

TypeSH

Market value$21.63M

2.63%

Sole

0.00

Shared

0.00

None

139.23K

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares284.31K

TypeSH

Market value$21.60M

2.63%

Sole

447.00

Shared

0.00

None

283.86K

ISHARES TR

SOLE

US TREAS BD ETF

Shares940.19K

TypeSH

Market value$20.72M

2.52%

Sole

1.35K

Shared

0.00

None

938.84K

APPLE INC

SOLE

COM

Shares115.21K

TypeSH

Market value$19.72M

2.40%

Sole

0.00

Shared

0.00

None

115.21K

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares224.14K

TypeSH

Market value$17.00M

2.07%

Sole

0.00

Shared

0.00

None

224.14K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares39.41K

TypeSH

Market value$16.85M

2.05%

Sole

28.00

Shared

0.00

None

39.38K

ISHARES TR

SOLE

SP SMCP600VL ETF

Shares180.60K

TypeSH

Market value$16.11M

1.96%

Sole

574.00

Shared

0.00

None

180.02K

EA SERIES TRUST

SOLE

FREEDOM 100 EM

Shares535.62K

TypeSH

Market value$15.16M

1.84%

Sole

1.04K

Shared

0.00

None

534.57K

CAMBRIA ETF TR

SOLE

CAMBRIA FGN SHR

Shares604.48K

TypeSH

Market value$14.50M

1.76%

Sole

695.00

Shared

0.00

None

603.78K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares148.06K

TypeSH

Market value$11.99M

1.46%

Sole

247.00

Shared

0.00

None

147.81K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares299.11K

TypeSH

Market value$11.73M

1.43%

Sole

681.00

Shared

0.00

None

298.43K

CAMBRIA ETF TR

SOLE

EMRG SHAREHLDR

Shares340.89K

TypeSH

Market value$9.78M

1.19%

Sole

308.00

Shared

0.00

None

340.58K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares82.62K

TypeSH

Market value$7.79M

0.95%

Sole

195.00

Shared

0.00

None

82.42K

SPDR DOW JONES INDL AVERAGE

SOLE

UT SER 1

Shares19.46K

TypeSH

Market value$6.52M

0.79%

Sole

0.00

Shared

0.00

None

19.46K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	S&P 500 GRWT ETF	1.02M	SH	$69.85M 8.49%	2.19K	1.02M
ISHARES TRSOLE	CORE S&P500 ETF	148.83K	SH	$63.91M 7.77%	382.00	148.45K
ISHARES TRSOLE	CORE S&P MCP ETF	224.43K	SH	$55.96M 6.80%	425.00	224K
ISHARES TRSOLE	S&P 500 VAL ETF	359.09K	SH	$55.24M 6.72%	1.10K	357.99K
ISHARES TRSOLE	S&P MC 400GR ETF	546.34K	SH	$39.47M 4.80%	1.19K	545.15K
AMERICAN CENTY ETF TRSOLE	US EQT ETF	516.63K	SH	$37.85M 4.60%	1.44K	515.20K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	772.12K	SH	$33.76M 4.10%	1.46K	770.67K
ISHARES TRSOLE	CORE DIV GRWTH	573.32K	SH	$28.40M 3.45%	1.53K	571.79K
VANGUARD SCOTTSDALE FDSSOLE	LG-TERM COR BD	391.05K	SH	$28.01M 3.40%	543.00	390.51K
ISHARES TRSOLE	S&P MC 400VL ETF	265.79K	SH	$26.83M 3.26%	761.00	265.03K
CAMBRIA ETF TRSOLE	SHSHLD YIELD ETF	407.72K	SH	$25.22M 3.07%	759.00	406.96K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	139.23K	SH	$21.63M 2.63%	0.00	139.23K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	284.31K	SH	$21.60M 2.63%	447.00	283.86K
ISHARES TRSOLE	US TREAS BD ETF	940.19K	SH	$20.72M 2.52%	1.35K	938.84K
APPLE INCSOLE	COM	115.21K	SH	$19.72M 2.40%	0.00	115.21K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	224.14K	SH	$17.00M 2.07%	0.00	224.14K
SPDR S&P 500 ETF TRSOLE	TR UNIT	39.41K	SH	$16.85M 2.05%	28.00	39.38K
ISHARES TRSOLE	SP SMCP600VL ETF	180.60K	SH	$16.11M 1.96%	574.00	180.02K
EA SERIES TRUSTSOLE	FREEDOM 100 EM	535.62K	SH	$15.16M 1.84%	1.04K	534.57K
CAMBRIA ETF TRSOLE	CAMBRIA FGN SHR	604.48K	SH	$14.50M 1.76%	695.00	603.78K
ISHARES TRSOLE	1 3 YR TREAS BD	148.06K	SH	$11.99M 1.46%	247.00	147.81K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	299.11K	SH	$11.73M 1.43%	681.00	298.43K
CAMBRIA ETF TRSOLE	EMRG SHAREHLDR	340.89K	SH	$9.78M 1.19%	308.00	340.58K
ISHARES TRSOLE	CORE S&P SCP ETF	82.62K	SH	$7.79M 0.95%	195.00	82.42K
SPDR DOW JONES INDL AVERAGESOLE	UT SER 1	19.46K	SH	$6.52M 0.79%	0.00	19.46K

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