SMITH ANGLIN FINANCIAL, LLC

Filed: 2/14/2023ACC: 0001553540-23-000002

📋 What this filing means

SMITH ANGLIN FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 154 equity positions with a total reported market value of $529.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

154

Positions

$529.75M

Total AUM (reported)

6.96M

Total Shares

Allocation by class

COM$54.58M10.3%

CORE S&P MCP ETF$51.89M9.8%

S&P 500 VAL ETF$42.89M8.1%

S&P 500 GRWT ETF$37.14M7.0%

US EQT ETF$34.69M6.5%

SHSHLD YIELD ETF$30.08M5.7%

US EQT PLS DWNSD$29.09M5.5%

Portfolio Concentration

Top 3$131.92M24.9%

4–10$188.75M35.6%

11–25$122.98M23.2%

Rest$86.10M16.3%

Top 3 weight

24.9%

Top 10 weight

60.5%

Voting Authority Distribution

Total shares with voting rights: 6.96M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

6.96M

% of voting shares100.0%

Investment Discretion (by position count)

Sole154

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings154

Rows:

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares214.51K

TypeSH

Market value$51.89M

9.79%

Sole

0.00

Shared

0.00

None

214.51K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares295.67K

TypeSH

Market value$42.89M

8.10%

Sole

0.00

Shared

0.00

None

295.67K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares634.87K

TypeSH

Market value$37.14M

7.01%

Sole

0.00

Shared

0.00

None

634.87K

AMERICAN CENTY ETF TR

SOLE

US EQT ETF

Shares510.12K

TypeSH

Market value$34.69M

6.55%

Sole

0.00

Shared

0.00

None

510.12K

CAMBRIA ETF TR

SOLE

SHSHLD YIELD ETF

Shares507.16K

TypeSH

Market value$30.08M

5.68%

Sole

0.00

Shared

0.00

None

507.16K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

US EQT PLS DWNSD

Shares1.20M

TypeSH

Market value$29.09M

5.49%

Sole

0.00

Shared

0.00

None

1.20M

ISHARES TR

SOLE

SELECT DIVID ETF

Shares233.99K

TypeSH

Market value$28.22M

5.33%

Sole

0.00

Shared

0.00

None

233.99K

ISHARES TR

SOLE

S&P MC 400VL ETF

Shares242.63K

TypeSH

Market value$24.46M

4.62%

Sole

0.00

Shared

0.00

None

242.63K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares143.07K

TypeSH

Market value$21.73M

4.10%

Sole

0.00

Shared

0.00

None

143.07K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares53.32K

TypeSH

Market value$20.49M

3.87%

Sole

0.00

Shared

0.00

None

53.32K

ISHARES U S ETF TR

SOLE

BLOOMBERG ROLL

Shares315.11K

TypeSH

Market value$17.18M

3.24%

Sole

0.00

Shared

0.00

None

315.11K

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares242.26K

TypeSH

Market value$15.73M

2.97%

Sole

0.00

Shared

0.00

None

242.26K

APPLE INC

SOLE

COM

Shares118.08K

TypeSH

Market value$15.34M

2.90%

Sole

0.00

Shared

0.00

None

118.08K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares37.94K

TypeSH

Market value$14.51M

2.74%

Sole

0.00

Shared

0.00

None

37.94K

ISHARES TR

SOLE

SP SMCP600VL ETF

Shares150.38K

TypeSH

Market value$13.73M

2.59%

Sole

0.00

Shared

0.00

None

150.38K

SPDR DOW JONES INDL AVERAGE

SOLE

UT SER 1

Shares21.57K

TypeSH

Market value$7.15M

1.35%

Sole

0.00

Shared

0.00

None

21.57K

SCHWAB STRATEGIC TR

SOLE

US LCAP VA ETF

Shares97.90K

TypeSH

Market value$6.46M

1.22%

Sole

0.00

Shared

0.00

None

97.90K

SPDR S&P MIDCAP 400 ETF TR

SOLE

UTSER1 S&PDCRP

Shares13.71K

TypeSH

Market value$6.07M

1.15%

Sole

0.00

Shared

0.00

None

13.71K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares58.23K

TypeSH

Market value$5.51M

1.04%

Sole

0.00

Shared

0.00

None

58.23K

SOUTHWEST AIRLS CO

SOLE

COM

Shares135.73K

TypeSH

Market value$4.57M

0.86%

Sole

0.00

Shared

0.00

None

135.73K

AMAZON COM INC

SOLE

COM

Shares43.42K

TypeSH

Market value$3.65M

0.69%

Sole

0.00

Shared

0.00

None

43.42K

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares54.61K

TypeSH

Market value$3.53M

0.67%

Sole

0.00

Shared

0.00

None

54.61K

ISHARES TR

SOLE

S&P SML 600 GWT

Shares30.11K

TypeSH

Market value$3.25M

0.61%

Sole

0.00

Shared

0.00

None

30.11K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares42.17K

TypeSH

Market value$3.19M

0.60%

Sole

0.00

Shared

0.00

None

42.17K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares47.40K

TypeSH

Market value$3.11M

0.59%

Sole

0.00

Shared

0.00

None

47.40K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P MCP ETF	214.51K	SH	$51.89M 9.79%	214.51K
ISHARES TRSOLE	S&P 500 VAL ETF	295.67K	SH	$42.89M 8.10%	295.67K
ISHARES TRSOLE	S&P 500 GRWT ETF	634.87K	SH	$37.14M 7.01%	634.87K
AMERICAN CENTY ETF TRSOLE	US EQT ETF	510.12K	SH	$34.69M 6.55%	510.12K
CAMBRIA ETF TRSOLE	SHSHLD YIELD ETF	507.16K	SH	$30.08M 5.68%	507.16K
SIMPLIFY EXCHANGE TRADED FUNSOLE	US EQT PLS DWNSD	1.20M	SH	$29.09M 5.49%	1.20M
ISHARES TRSOLE	SELECT DIVID ETF	233.99K	SH	$28.22M 5.33%	233.99K
ISHARES TRSOLE	S&P MC 400VL ETF	242.63K	SH	$24.46M 4.62%	242.63K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	143.07K	SH	$21.73M 4.10%	143.07K
ISHARES TRSOLE	CORE S&P500 ETF	53.32K	SH	$20.49M 3.87%	53.32K
ISHARES U S ETF TRSOLE	BLOOMBERG ROLL	315.11K	SH	$17.18M 3.24%	315.11K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	242.26K	SH	$15.73M 2.97%	242.26K
APPLE INCSOLE	COM	118.08K	SH	$15.34M 2.90%	118.08K
SPDR S&P 500 ETF TRSOLE	TR UNIT	37.94K	SH	$14.51M 2.74%	37.94K
ISHARES TRSOLE	SP SMCP600VL ETF	150.38K	SH	$13.73M 2.59%	150.38K
SPDR DOW JONES INDL AVERAGESOLE	UT SER 1	21.57K	SH	$7.15M 1.35%	21.57K
SCHWAB STRATEGIC TRSOLE	US LCAP VA ETF	97.90K	SH	$6.46M 1.22%	97.90K
SPDR S&P MIDCAP 400 ETF TRSOLE	UTSER1 S&PDCRP	13.71K	SH	$6.07M 1.15%	13.71K
ISHARES TRSOLE	CORE S&P SCP ETF	58.23K	SH	$5.51M 1.04%	58.23K
SOUTHWEST AIRLS COSOLE	COM	135.73K	SH	$4.57M 0.86%	135.73K
AMAZON COM INCSOLE	COM	43.42K	SH	$3.65M 0.69%	43.42K
SPDR SER TRSOLE	S&P 400 MDCP VAL	54.61K	SH	$3.53M 0.67%	54.61K
ISHARES TRSOLE	S&P SML 600 GWT	30.11K	SH	$3.25M 0.61%	30.11K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	42.17K	SH	$3.19M 0.60%	42.17K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	47.40K	SH	$3.11M 0.59%	47.40K

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