SMITH ALAN E

PrivateCIK: 1408288
Location

BATAVIA, NY

SMITH ALAN E (VP & General Manager - Batavia) received a stock award from GRAHAM CORP

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award
InsiderSMITH ALAN ECIK 1408288
IssuerGRAHAM CORPCIK 716314
Officer· VP & General Manager - Batavia
Since May 2019
+4.07K
Net shares
Net buyer
$161.6K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
7.69K acquired · 3.62K disposed
Non-Derivative Transactions2

Common Stock

Direct
A · Award

Shares

+7.69K

Price / share

Trade value

% of position

12.3%
6/9/2025
62.56K70.25K

Common Stock

Direct
F · Tax Withholding

Shares

3.62K

Price / share

$44.66

Trade value

$161.62K

% of position

5.2%
6/9/2025
70.25K66.63K
Total

Net shares

+4.07K

Net value

-$161.62K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)3

Restricted Stock Units

Direct
Underlying security
Common Stock

Underlying shares

2.59K

Shares owned

2.59K

Exercise price

0

Expiration

Exercise window

Restricted Stock Units

Direct
Underlying security
Common Stock

Underlying shares

2.38K

Shares owned

2.38K

Exercise price

0

Expiration

Exercise window

Restricted Stock Units

Direct
Underlying security
Common Stock

Underlying shares

2.58K

Shares owned

2.58K

Exercise price

0

Expiration

Exercise window

Total

Underlying

7.55K

Owned

7.55K

SMITH ALAN E — Insider Transaction (Form 4) Filed Jun 11, 2025 | Finecho