SMITH ALAN E (VP & General Manager - Batavia) exercised options at GRAHAM CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/5/2025ACC: 0001062993-25-011069
Officer· VP & General Manager - Batavia
Since May 2019
-607.00
Net shares
Net seller
$24.8K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.29K acquired · 1.90K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.29K
Price / share
—
Trade value
—
% of position
2.1%
6/4/2025
61.88K→63.17K
Common Stock
Direct
Shares
−607.00
Price / share
$40.89
Trade value
$24.82K
% of position
1.0%
6/4/2025
63.17K→62.56K
Total
Net shares
+684.00
Net value
-$24.82K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/4/2025 | M · Option Exercise | +1.29K | — | — | 2.1% | 61.88K | 63.17K |
| Common Stock Direct | 6/4/2025 | F · Tax Withholding | −607.00 | $40.89 | $24.82K | 1.0% | 63.17K | 62.56K |
| Total | +684.00 | -$24.82K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
1.29K shares
Shares
−1.29K
Strike price
0
Held after
2.58K
Exercisable
—
6/4/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.29K shares | 6/4/2025 | M · Option Exercise | −1.29K | 0 | — | 2.58K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
2.38K
Shares owned
2.38K
Exercise price
0
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
2.59K
Shares owned
2.59K
Exercise price
0
Expiration
—
Exercise window
—
Total
Underlying
4.97K
Owned
4.97K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock | 0 | — | — | 2.38K | 2.38K |
| Restricted Stock Units Direct | Common Stock | 0 | — | — | 2.59K | 2.59K |
| Total | 4.97K | 4.97K | ||||