SMI ADVISORY SERVICES, LLC

Filed: 1/12/2024ACC: 0001609008-24-000001

📋 What this filing means

SMI ADVISORY SERVICES, LLC filed this quarterly 13F‑HR report disclosing 58 equity positions with a total reported market value of $395.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$395.27M

Total AUM (reported)

6.88M

Total Shares

Allocation by class

TR UNIT$57.44M14.5%

INTRNL DEV APRL$56.17M14.2%

IBOXX INV CP ETF$45.50M11.5%

RUS 1000 GRW ETF$32.49M8.2%

INTERMED TERM$23.50M5.9%

1 3 YR TREAS BD$22.51M5.7%

URANIUM MINERS E$21.04M5.3%

Portfolio Concentration

Top 3$159.10M40.3%

4–10$151.33M38.3%

11–25$74.66M18.9%

Rest$10.17M2.6%

Top 3 weight

40.3%

Top 10 weight

78.5%

Voting Authority Distribution

Total shares with voting rights: 6.88M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

6.88M

% of voting shares100.0%

Investment Discretion (by position count)

Sole58

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings58

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares120.58K

TypeSH

Market value$57.44M

14.53%

Sole

0.00

Shared

0.00

None

120.58K

INNOVATOR ETFS TR

SOLE

INTRNL DEV APRL

Shares2.20M

TypeSH

Market value$56.17M

14.21%

Sole

0.00

Shared

0.00

None

2.20M

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares412.85K

TypeSH

Market value$45.50M

11.51%

Sole

0.00

Shared

0.00

None

412.85K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares106.44K

TypeSH

Market value$32.49M

8.22%

Sole

0.00

Shared

0.00

None

106.44K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares308.66K

TypeSH

Market value$23.50M

5.95%

Sole

0.00

Shared

0.00

None

308.66K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares273.95K

TypeSH

Market value$22.51M

5.69%

Sole

0.00

Shared

0.00

None

273.95K

SPROTT FDS TR

SOLE

URANIUM MINERS E

Shares402.28K

TypeSH

Market value$21.04M

5.32%

Sole

0.00

Shared

0.00

None

402.28K

INNOVATOR ETFS TR

SOLE

US SML CP PWR B

Shares596.59K

TypeSH

Market value$20.11M

5.09%

Sole

0.00

Shared

0.00

None

596.59K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares201.35K

TypeSH

Market value$17.43M

4.41%

Sole

0.00

Shared

0.00

None

201.35K

SPROTT PHYSICAL GOLD TR

SOLE

UNIT

Shares910.58K

TypeSH

Market value$14.26M

3.61%

Sole

0.00

Shared

0.00

None

910.58K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares27K

TypeSH

Market value$11.05M

2.80%

Sole

0.00

Shared

0.00

None

27K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares22.63K

TypeSH

Market value$10.83M

2.74%

Sole

0.00

Shared

0.00

None

22.63K

SPDR INDEX SHS FDS

SOLE

S&P EM MKT DIV

Shares322.84K

TypeSH

Market value$10.32M

2.61%

Sole

0.00

Shared

0.00

None

322.84K

VANGUARD INDEX FDS

SOLE

EXTEND MKT ETF

Shares50.62K

TypeSH

Market value$8.12M

2.06%

Sole

0.00

Shared

0.00

None

50.62K

SCHWAB STRATEGIC TR

SOLE

SHT TM US TRES

Shares163.83K

TypeSH

Market value$7.95M

2.01%

Sole

0.00

Shared

0.00

None

163.83K

ISHARES TR

SOLE

EXPANDED TECH

Shares12.49K

TypeSH

Market value$5.09M

1.29%

Sole

0.00

Shared

0.00

None

12.49K

ISHARES TR

SOLE

US HOME CONS ETF

Shares49.60K

TypeSH

Market value$5.07M

1.28%

Sole

0.00

Shared

0.00

None

49.60K

SPDR SER TR

SOLE

NYSE TECH ETF

Shares29.66K

TypeSH

Market value$4.86M

1.23%

Sole

0.00

Shared

0.00

None

29.66K

ARK ETF TR

SOLE

INNOVATION ETF

Shares97.13K

TypeSH

Market value$4.68M

1.18%

Sole

0.00

Shared

0.00

None

97.13K

HUBBELL INC

SOLE

COM

Shares4.26K

TypeSH

Market value$1.40M

0.35%

Sole

0.00

Shared

0.00

None

4.26K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 CB

Shares59.91K

TypeSH

Market value$1.25M

0.32%

Sole

0.00

Shared

0.00

None

59.91K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares2.53K

TypeSH

Market value$1.11M

0.28%

Sole

0.00

Shared

0.00

None

2.53K

VANGUARD INDEX FDS

SOLE

LARGE CAP ETF

Shares4.55K

TypeSH

Market value$996.3K

0.25%

Sole

0.00

Shared

0.00

None

4.55K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2025 CB

Shares47.66K

TypeSH

Market value$976.0K

0.25%

Sole

0.00

Shared

0.00

None

47.66K

SPDR SER TR

SOLE

PORTFOLIO SH TSR

Shares33.04K

TypeSH

Market value$961.5K

0.24%

Sole

0.00

Shared

0.00

None

33.04K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	120.58K	SH	$57.44M 14.53%	120.58K
INNOVATOR ETFS TRSOLE	INTRNL DEV APRL	2.20M	SH	$56.17M 14.21%	2.20M
ISHARES TRSOLE	IBOXX INV CP ETF	412.85K	SH	$45.50M 11.51%	412.85K
ISHARES TRSOLE	RUS 1000 GRW ETF	106.44K	SH	$32.49M 8.22%	106.44K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	308.66K	SH	$23.50M 5.95%	308.66K
ISHARES TRSOLE	1 3 YR TREAS BD	273.95K	SH	$22.51M 5.69%	273.95K
SPROTT FDS TRSOLE	URANIUM MINERS E	402.28K	SH	$21.04M 5.32%	402.28K
INNOVATOR ETFS TRSOLE	US SML CP PWR B	596.59K	SH	$20.11M 5.09%	596.59K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	201.35K	SH	$17.43M 4.41%	201.35K
SPROTT PHYSICAL GOLD TRSOLE	UNIT	910.58K	SH	$14.26M 3.61%	910.58K
INVESCO QQQ TRSOLE	UNIT SER 1	27K	SH	$11.05M 2.80%	27K
ISHARES TRSOLE	CORE S&P500 ETF	22.63K	SH	$10.83M 2.74%	22.63K
SPDR INDEX SHS FDSSOLE	S&P EM MKT DIV	322.84K	SH	$10.32M 2.61%	322.84K
VANGUARD INDEX FDSSOLE	EXTEND MKT ETF	50.62K	SH	$8.12M 2.06%	50.62K
SCHWAB STRATEGIC TRSOLE	SHT TM US TRES	163.83K	SH	$7.95M 2.01%	163.83K
ISHARES TRSOLE	EXPANDED TECH	12.49K	SH	$5.09M 1.29%	12.49K
ISHARES TRSOLE	US HOME CONS ETF	49.60K	SH	$5.07M 1.28%	49.60K
SPDR SER TRSOLE	NYSE TECH ETF	29.66K	SH	$4.86M 1.23%	29.66K
ARK ETF TRSOLE	INNOVATION ETF	97.13K	SH	$4.68M 1.18%	97.13K
HUBBELL INCSOLE	COM	4.26K	SH	$1.40M 0.35%	4.26K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 CB	59.91K	SH	$1.25M 0.32%	59.91K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	2.53K	SH	$1.11M 0.28%	2.53K
VANGUARD INDEX FDSSOLE	LARGE CAP ETF	4.55K	SH	$996.3K 0.25%	4.55K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2025 CB	47.66K	SH	$976.0K 0.25%	47.66K
SPDR SER TRSOLE	PORTFOLIO SH TSR	33.04K	SH	$961.5K 0.24%	33.04K

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