Filed: 11/14/2023ACC: 0001609008-23-000004
📋 What this filing means
SMI ADVISORY SERVICES, LLC filed this quarterly 13F‑HR report disclosing 43 equity positions with a total reported market value of $273.91M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
43
Positions
$273.91M
Total AUM (reported)
6.59M
Total Shares
Allocation by class
TR UNIT$49.24M18.0%
UNIT$44.19M16.1%
STRM INFPROIDX$31.31M11.4%
RUS 1000 GRW ETF$27.63M10.1%
SHORT TRM BOND$20.08M7.3%
OPTIMUM YIELD$15.97M5.8%
UNIT SER 1$9.18M3.4%
Portfolio Concentration
Top 3$124.75M45.5%
4–10$97.64M35.6%
11–25$43.92M16.0%
Rest$7.61M2.8%
Top 3 weight
45.5%
Top 10 weight
81.2%
Voting Authority Distribution
Total shares with voting rights: 6.59M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.59M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole43
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings43
Rows:
SPDR S&P 500 ETF TR
SOLEShares111.76K
TypeSH
Market value$49.24M
17.98%
Sole
0.00
Shared
0.00
None
111.76K
SPROTT PHYSICAL GOLD TR
SOLEShares2.92M
TypeSH
Market value$44.19M
16.13%
Sole
0.00
Shared
0.00
None
2.92M
VANGUARD MALVERN FDS
SOLEShares663.12K
TypeSH
Market value$31.31M
11.43%
Sole
0.00
Shared
0.00
None
663.12K
ISHARES TR
SOLEShares98.01K
TypeSH
Market value$27.63M
10.09%
Sole
0.00
Shared
0.00
None
98.01K
VANGUARD BD INDEX FDS
SOLEShares267K
TypeSH
Market value$20.08M
7.33%
Sole
0.00
Shared
0.00
None
267K
INVESCO ACTVELY MNGD ETC FD
SOLEShares1.11M
TypeSH
Market value$15.97M
5.83%
Sole
0.00
Shared
0.00
None
1.11M
INVESCO QQQ TR
SOLEShares24.26K
TypeSH
Market value$9.18M
3.35%
Sole
0.00
Shared
0.00
None
24.26K
ISHARES TR
SOLEShares20.07K
TypeSH
Market value$8.88M
3.24%
Sole
0.00
Shared
0.00
None
20.07K
SPROTT FDS TR
SOLEShares179.67K
TypeSH
Market value$8.20M
2.99%
Sole
0.00
Shared
0.00
None
179.67K
KRANESHARES TR
SOLEShares376.12K
TypeSH
Market value$7.70M
2.81%
Sole
0.00
Shared
0.00
None
376.12K
SPDR SER TR
SOLEShares88.06K
TypeSH
Market value$7.45M
2.72%
Sole
0.00
Shared
0.00
None
88.06K
SCHWAB STRATEGIC TR
SOLEShares139.01K
TypeSH
Market value$6.65M
2.43%
Sole
0.00
Shared
0.00
None
139.01K
VANGUARD INDEX FDS
SOLEShares44.67K
TypeSH
Market value$6.24M
2.28%
Sole
0.00
Shared
0.00
None
44.67K
SELECT SECTOR SPDR TR
SOLEShares59.03K
TypeSH
Market value$4.04M
1.48%
Sole
0.00
Shared
0.00
None
59.03K
ISHARES TR
SOLEShares10.81K
TypeSH
Market value$3.94M
1.44%
Sole
0.00
Shared
0.00
None
10.81K
INVESCO EXCH TRADED FD TR II
SOLEShares43.43K
TypeSH
Market value$3.83M
1.40%
Sole
0.00
Shared
0.00
None
43.43K
INVESCO EXCHANGE TRADED FD T
SOLEShares121.71K
TypeSH
Market value$3.73M
1.36%
Sole
0.00
Shared
0.00
None
121.71K
HUBBELL INC
SOLEShares4.34K
TypeSH
Market value$1.26M
0.46%
Sole
0.00
Shared
0.00
None
4.34K
INVESCO EXCH TRD SLF IDX FD
SOLEShares55.31K
TypeSH
Market value$1.15M
0.42%
Sole
0.00
Shared
0.00
None
55.31K
INVESCO EXCH TRD SLF IDX FD
SOLEShares50.31K
TypeSH
Market value$1.07M
0.39%
Sole
0.00
Shared
0.00
None
50.31K
INVESCO EXCH TRADED FD TR II
SOLEShares9.79K
TypeSH
Market value$1.03M
0.38%
Sole
0.00
Shared
0.00
None
9.79K
VANGUARD INDEX FDS
SOLEShares4.89K
TypeSH
Market value$988.3K
0.36%
Sole
0.00
Shared
0.00
None
4.89K
VANGUARD INDEX FDS
SOLEShares2.20K
TypeSH
Market value$891.8K
0.33%
Sole
0.00
Shared
0.00
None
2.20K
SPDR SER TR
SOLEShares30.29K
TypeSH
Market value$869.1K
0.32%
Sole
0.00
Shared
0.00
None
30.29K
ISHARES TR
SOLEShares3.19K
TypeSH
Market value$768.6K
0.28%
Sole
0.00
Shared
0.00
None
3.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 111.76K | SH | $49.24M 17.98% | 0.00 | 0.00 | 111.76K |
SPROTT PHYSICAL GOLD TRSOLE | UNIT | 2.92M | SH | $44.19M 16.13% | 0.00 | 0.00 | 2.92M |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 663.12K | SH | $31.31M 11.43% | 0.00 | 0.00 | 663.12K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 98.01K | SH | $27.63M 10.09% | 0.00 | 0.00 | 98.01K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 267K | SH | $20.08M 7.33% | 0.00 | 0.00 | 267K |
INVESCO ACTVELY MNGD ETC FDSOLE | OPTIMUM YIELD | 1.11M | SH | $15.97M 5.83% | 0.00 | 0.00 | 1.11M |
INVESCO QQQ TRSOLE | UNIT SER 1 | 24.26K | SH | $9.18M 3.35% | 0.00 | 0.00 | 24.26K |
ISHARES TRSOLE | CORE S&P500 ETF | 20.07K | SH | $8.88M 3.24% | 0.00 | 0.00 | 20.07K |
SPROTT FDS TRSOLE | URANIUM MINERS E | 179.67K | SH | $8.20M 2.99% | 0.00 | 0.00 | 179.67K |
KRANESHARES TRSOLE | QUADRTC INT RT | 376.12K | SH | $7.70M 2.81% | 0.00 | 0.00 | 376.12K |
SPDR SER TRSOLE | OILGAS EQUIP | 88.06K | SH | $7.45M 2.72% | 0.00 | 0.00 | 88.06K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 139.01K | SH | $6.65M 2.43% | 0.00 | 0.00 | 139.01K |
VANGUARD INDEX FDSSOLE | EXTEND MKT ETF | 44.67K | SH | $6.24M 2.28% | 0.00 | 0.00 | 44.67K |
SELECT SECTOR SPDR TRSOLE | COMMUNICATION | 59.03K | SH | $4.04M 1.48% | 0.00 | 0.00 | 59.03K |
ISHARES TRSOLE | EXPANDED TECH | 10.81K | SH | $3.94M 1.44% | 0.00 | 0.00 | 10.81K |
INVESCO EXCH TRADED FD TR IISOLE | KBW PPTY CASUT | 43.43K | SH | $3.83M 1.40% | 0.00 | 0.00 | 43.43K |
INVESCO EXCHANGE TRADED FD TSOLE | ENERGY EXPLORATI | 121.71K | SH | $3.73M 1.36% | 0.00 | 0.00 | 121.71K |
HUBBELL INCSOLE | COM | 4.34K | SH | $1.26M 0.46% | 0.00 | 0.00 | 4.34K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2024 CB | 55.31K | SH | $1.15M 0.42% | 0.00 | 0.00 | 55.31K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2023 CB | 50.31K | SH | $1.07M 0.39% | 0.00 | 0.00 | 50.31K |
INVESCO EXCH TRADED FD TR IISOLE | SHORT TERM TREAS | 9.79K | SH | $1.03M 0.38% | 0.00 | 0.00 | 9.79K |
VANGUARD INDEX FDSSOLE | LARGE CAP ETF | 4.89K | SH | $988.3K 0.36% | 0.00 | 0.00 | 4.89K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 2.20K | SH | $891.8K 0.33% | 0.00 | 0.00 | 2.20K |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 30.29K | SH | $869.1K 0.32% | 0.00 | 0.00 | 30.29K |
ISHARES TRSOLE | RUS 1000 ETF | 3.19K | SH | $768.6K 0.28% | 0.00 | 0.00 | 3.19K |
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