Filed: 1/3/2023ACC: 0001609008-23-000001
📋 What this filing means
SMI ADVISORY SERVICES, LLC filed this quarterly 13F‑HR report disclosing 41 equity positions with a total reported market value of $308.63M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
41
Positions
$308.63M
Total AUM (reported)
7.11M
Total Shares
Allocation by class
BLOOMBERG 1-3 MO$48.90M15.8%
1 3 YR TREAS BD$45.66M14.8%
UNIT$42.82M13.9%
SHRT TRM CORP BD$41.67M13.5%
SHORT TRM BOND$36.87M11.9%
STRM INFPROIDX$18.89M6.1%
ENERGY$15.21M4.9%
Portfolio Concentration
Top 3$137.39M44.5%
4–10$138.69M44.9%
11–25$26.41M8.6%
Rest$6.14M2.0%
Top 3 weight
44.5%
Top 10 weight
89.5%
Voting Authority Distribution
Total shares with voting rights: 7.11M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.11M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole41
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings41
Rows:
SPDR SER TR
SOLEShares533.81K
TypeSH
Market value$48.90M
15.84%
Sole
0.00
Shared
0.00
None
533.81K
ISHARES TR
SOLEShares562.31K
TypeSH
Market value$45.66M
14.80%
Sole
0.00
Shared
0.00
None
562.31K
SPROTT PHYSICAL GOLD TR
SOLEShares3.35M
TypeSH
Market value$42.82M
13.88%
Sole
0.00
Shared
0.00
None
3.35M
VANGUARD SCOTTSDALE FDS
SOLEShares560.94K
TypeSH
Market value$41.67M
13.50%
Sole
0.00
Shared
0.00
None
560.94K
VANGUARD BD INDEX FDS
SOLEShares492.83K
TypeSH
Market value$36.87M
11.95%
Sole
0.00
Shared
0.00
None
492.83K
VANGUARD MALVERN FDS
SOLEShares392.57K
TypeSH
Market value$18.89M
6.12%
Sole
0.00
Shared
0.00
None
392.57K
SELECT SECTOR SPDR TR
SOLEShares211.12K
TypeSH
Market value$15.21M
4.93%
Sole
0.00
Shared
0.00
None
211.12K
ISHARES TR
SOLEShares101.54K
TypeSH
Market value$13.05M
4.23%
Sole
0.00
Shared
0.00
None
101.54K
ISHARES TR
SOLEShares19.77K
TypeSH
Market value$7.09M
2.30%
Sole
0.00
Shared
0.00
None
19.77K
SCHWAB STRATEGIC TR
SOLEShares122.66K
TypeSH
Market value$5.92M
1.92%
Sole
0.00
Shared
0.00
None
122.66K
VANGUARD INDEX FDS
SOLEShares41.51K
TypeSH
Market value$5.28M
1.71%
Sole
0.00
Shared
0.00
None
41.51K
FIRST TR EXCHANGE-TRADED FD
SOLEShares162.64K
TypeSH
Market value$3.71M
1.20%
Sole
0.00
Shared
0.00
None
162.64K
SPDR SER TR
SOLEShares28.61K
TypeSH
Market value$3.57M
1.16%
Sole
0.00
Shared
0.00
None
28.61K
INVESCO EXCHANGE TRADED FD T
SOLEShares122.45K
TypeSH
Market value$3.37M
1.09%
Sole
0.00
Shared
0.00
None
122.45K
SPDR S&P 500 ETF TR
SOLEShares3.91K
TypeSH
Market value$1.40M
0.45%
Sole
0.00
Shared
0.00
None
3.91K
INVESCO EXCH TRD SLF IDX FD
SOLEShares63.96K
TypeSH
Market value$1.35M
0.44%
Sole
0.00
Shared
0.00
None
63.96K
INVESCO EXCH TRD SLF IDX FD
SOLEShares52.52K
TypeSH
Market value$1.10M
0.36%
Sole
0.00
Shared
0.00
None
52.52K
HUBBELL INC
SOLEShares4.53K
TypeSH
Market value$1.01M
0.33%
Sole
0.00
Shared
0.00
None
4.53K
INNOVATOR ETFS TR
SOLEShares33.92K
TypeSH
Market value$990.0K
0.32%
Sole
0.00
Shared
0.00
None
33.92K
VANGUARD INDEX FDS
SOLEShares2.70K
TypeSH
Market value$887.4K
0.29%
Sole
0.00
Shared
0.00
None
2.70K
SPDR SER TR
SOLEShares28.33K
TypeSH
Market value$819.0K
0.27%
Sole
0.00
Shared
0.00
None
28.33K
VANGUARD INDEX FDS
SOLEShares4.94K
TypeSH
Market value$807.8K
0.26%
Sole
0.00
Shared
0.00
None
4.94K
ISHARES TR
SOLEShares4.08K
TypeSH
Market value$806.0K
0.26%
Sole
0.00
Shared
0.00
None
4.08K
INVESCO EXCH TRD SLF IDX FD
SOLEShares34.67K
TypeSH
Market value$706.9K
0.23%
Sole
0.00
Shared
0.00
None
34.67K
ISHARES TR
SOLEShares9.68K
TypeSH
Market value$601.9K
0.20%
Sole
0.00
Shared
0.00
None
9.68K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 533.81K | SH | $48.90M 15.84% | 0.00 | 0.00 | 533.81K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 562.31K | SH | $45.66M 14.80% | 0.00 | 0.00 | 562.31K |
SPROTT PHYSICAL GOLD TRSOLE | UNIT | 3.35M | SH | $42.82M 13.88% | 0.00 | 0.00 | 3.35M |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 560.94K | SH | $41.67M 13.50% | 0.00 | 0.00 | 560.94K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 492.83K | SH | $36.87M 11.95% | 0.00 | 0.00 | 492.83K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 392.57K | SH | $18.89M 6.12% | 0.00 | 0.00 | 392.57K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 211.12K | SH | $15.21M 4.93% | 0.00 | 0.00 | 211.12K |
ISHARES TRSOLE | S&P 500 VAL ETF | 101.54K | SH | $13.05M 4.23% | 0.00 | 0.00 | 101.54K |
ISHARES TRSOLE | CORE S&P500 ETF | 19.77K | SH | $7.09M 2.30% | 0.00 | 0.00 | 19.77K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 122.66K | SH | $5.92M 1.92% | 0.00 | 0.00 | 122.66K |
VANGUARD INDEX FDSSOLE | EXTEND MKT ETF | 41.51K | SH | $5.28M 1.71% | 0.00 | 0.00 | 41.51K |
FIRST TR EXCHANGE-TRADED FDSOLE | NAT GAS ETF | 162.64K | SH | $3.71M 1.20% | 0.00 | 0.00 | 162.64K |
SPDR SER TRSOLE | S&P OILGAS EXP | 28.61K | SH | $3.57M 1.16% | 0.00 | 0.00 | 28.61K |
INVESCO EXCHANGE TRADED FD TSOLE | DYNMC ENRG EXP | 122.45K | SH | $3.37M 1.09% | 0.00 | 0.00 | 122.45K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.91K | SH | $1.40M 0.45% | 0.00 | 0.00 | 3.91K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2022 CB | 63.96K | SH | $1.35M 0.44% | 0.00 | 0.00 | 63.96K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2023 CB | 52.52K | SH | $1.10M 0.36% | 0.00 | 0.00 | 52.52K |
HUBBELL INCSOLE | COM | 4.53K | SH | $1.01M 0.33% | 0.00 | 0.00 | 4.53K |
INNOVATOR ETFS TRSOLE | US EQT ULTRA BF | 33.92K | SH | $990.0K 0.32% | 0.00 | 0.00 | 33.92K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 2.70K | SH | $887.4K 0.29% | 0.00 | 0.00 | 2.70K |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 28.33K | SH | $819.0K 0.27% | 0.00 | 0.00 | 28.33K |
VANGUARD INDEX FDSSOLE | LARGE CAP ETF | 4.94K | SH | $807.8K 0.26% | 0.00 | 0.00 | 4.94K |
ISHARES TRSOLE | RUS 1000 ETF | 4.08K | SH | $806.0K 0.26% | 0.00 | 0.00 | 4.08K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2024 CB | 34.67K | SH | $706.9K 0.23% | 0.00 | 0.00 | 34.67K |
ISHARES TRSOLE | RUS MID CAP ETF | 9.68K | SH | $601.9K 0.20% | 0.00 | 0.00 | 9.68K |
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