Filed: 4/10/2026ACC: 0001180391-26-000002
📋 What this filing means
SMH CAPITAL ADVISORS INC filed this quarterly 13F‑HR report disclosing 38 equity positions with a total reported market value of $32.95M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
38
Positions
$32.95M
Total AUM (reported)
32.94K
Total Shares
Allocation by class
COM$14.21M43.1%
NOTE 5.125%11/1$11.61M35.2%
NOTE 0.750% 1/1$1.26M3.8%
COM NEW$898.4K2.7%
COM CL A$795.2K2.4%
NOTE 3.250% 8/1$744.3K2.3%
NOTE 0.750% 3/1$716.6K2.2%
Portfolio Concentration
Top 3$15.86M48.1%
4–10$7.58M23.0%
11–25$6.58M20.0%
Rest$2.92M8.9%
Top 3 weight
48.1%
Top 10 weight
71.2%
Voting Authority Distribution
Total shares with voting rights: 32.94K
Sole
Full voting authority
32.94K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole38
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings38
Rows:
CAPITAL SOUTHWEST CORP
SOLEShares11.61K
TypeSH
Market value$11.61M
35.24%
Sole
11.61K
Shared
0.00
None
0.00
TRINITY CAP INC
SOLEShares2.52K
TypeSH
Market value$2.52M
7.64%
Sole
2.52K
Shared
0.00
None
0.00
CAPITAL SOUTHWEST CORP
SOLEShares1.73K
TypeSH
Market value$1.73M
5.26%
Sole
1.73K
Shared
0.00
None
0.00
VICI PPTYS INC
SOLEShares1.33K
TypeSH
Market value$1.34M
4.05%
Sole
1.33K
Shared
0.00
None
0.00
RIOT PLATFORMS INC
SOLEShares1.26K
TypeSH
Market value$1.26M
3.83%
Sole
1.26K
Shared
0.00
None
0.00
SM ENERGY COMPANY
SOLEShares1.17K
TypeSH
Market value$1.17M
3.54%
Sole
1.17K
Shared
0.00
None
0.00
PROSPECT CAP CORP
SOLEShares1.11K
TypeSH
Market value$1.11M
3.38%
Sole
1.11K
Shared
0.00
None
0.00
MAIN STR CAP CORP
SOLEShares1K
TypeSH
Market value$1.00M
3.04%
Sole
1K
Shared
0.00
None
0.00
CARLYLE GROUP INC
SOLEShares911.00
TypeSH
Market value$911.0K
2.77%
Sole
911.00
Shared
0.00
None
0.00
BLUE OWL CAPITAL INC
SOLEShares795.00
TypeSH
Market value$795.2K
2.41%
Sole
795.00
Shared
0.00
None
0.00
WISDOMTREE INC
SOLEShares744.00
TypeSH
Market value$744.3K
2.26%
Sole
744.00
Shared
0.00
None
0.00
ALPHATEC HLDGS INC
SOLEShares717.00
TypeSH
Market value$716.6K
2.18%
Sole
717.00
Shared
0.00
None
0.00
RITHM CAPITAL CORP
SOLEShares625.00
TypeSH
Market value$625.4K
1.90%
Sole
625.00
Shared
0.00
None
0.00
HERCULES CAPITAL INC
SOLEShares607.00
TypeSH
Market value$606.5K
1.84%
Sole
607.00
Shared
0.00
None
0.00
STATE STR SPDR S&P 500 ETF T
SOLEShares533.00
TypeSH
Market value$533.2K
1.62%
Sole
533.00
Shared
0.00
None
0.00
MARA HOLDINGS INC
SOLEShares458.00
TypeSH
Market value$458.3K
1.39%
Sole
458.00
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares415.00
TypeSH
Market value$415.4K
1.26%
Sole
415.00
Shared
0.00
None
0.00
ISHARES TR
SOLEShares414.00
TypeSH
Market value$414.4K
1.26%
Sole
414.00
Shared
0.00
None
0.00
DICKS SPORTING GOODS INC
SOLEShares403.00
TypeSH
Market value$403.3K
1.22%
Sole
403.00
Shared
0.00
None
0.00
HA SUSTAINABLE INFRA CAP INC
SOLEShares318.00
TypeSH
Market value$318.4K
0.97%
Sole
318.00
Shared
0.00
None
0.00
ADAMS DIVERSIFIED EQUITY FD
SOLEShares288.00
TypeSH
Market value$288.0K
0.87%
Sole
288.00
Shared
0.00
None
0.00
WISDOMTREE INC
SOLEShares275.00
TypeSH
Market value$275.1K
0.84%
Sole
275.00
Shared
0.00
None
0.00
NEXPOINT DIVERSIFIED REL ET
SOLEShares273.00
TypeSH
Market value$273.0K
0.83%
Sole
273.00
Shared
0.00
None
0.00
CALAMOS STRATEGIC TOTAL RETU
SOLEShares253.00
TypeSH
Market value$253.3K
0.77%
Sole
253.00
Shared
0.00
None
0.00
VIRTUS EQUITY & CONV INCM FD
SOLEShares252.00
TypeSH
Market value$252.0K
0.76%
Sole
252.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CAPITAL SOUTHWEST CORPSOLE | NOTE 5.125%11/1 | 11.61K | SH | $11.61M 35.24% | 11.61K | 0.00 | 0.00 |
TRINITY CAP INCSOLE | COM | 2.52K | SH | $2.52M 7.64% | 2.52K | 0.00 | 0.00 |
CAPITAL SOUTHWEST CORPSOLE | COM | 1.73K | SH | $1.73M 5.26% | 1.73K | 0.00 | 0.00 |
VICI PPTYS INCSOLE | COM | 1.33K | SH | $1.34M 4.05% | 1.33K | 0.00 | 0.00 |
RIOT PLATFORMS INCSOLE | NOTE 0.750% 1/1 | 1.26K | SH | $1.26M 3.83% | 1.26K | 0.00 | 0.00 |
SM ENERGY COMPANYSOLE | COM | 1.17K | SH | $1.17M 3.54% | 1.17K | 0.00 | 0.00 |
PROSPECT CAP CORPSOLE | COM | 1.11K | SH | $1.11M 3.38% | 1.11K | 0.00 | 0.00 |
MAIN STR CAP CORPSOLE | COM | 1K | SH | $1.00M 3.04% | 1K | 0.00 | 0.00 |
CARLYLE GROUP INCSOLE | COM | 911.00 | SH | $911.0K 2.77% | 911.00 | 0.00 | 0.00 |
BLUE OWL CAPITAL INCSOLE | COM CL A | 795.00 | SH | $795.2K 2.41% | 795.00 | 0.00 | 0.00 |
WISDOMTREE INCSOLE | NOTE 3.250% 8/1 | 744.00 | SH | $744.3K 2.26% | 744.00 | 0.00 | 0.00 |
ALPHATEC HLDGS INCSOLE | NOTE 0.750% 3/1 | 717.00 | SH | $716.6K 2.18% | 717.00 | 0.00 | 0.00 |
RITHM CAPITAL CORPSOLE | COM NEW | 625.00 | SH | $625.4K 1.90% | 625.00 | 0.00 | 0.00 |
HERCULES CAPITAL INCSOLE | COM | 607.00 | SH | $606.5K 1.84% | 607.00 | 0.00 | 0.00 |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 533.00 | SH | $533.2K 1.62% | 533.00 | 0.00 | 0.00 |
MARA HOLDINGS INCSOLE | NOTE 6/0 | 458.00 | SH | $458.3K 1.39% | 458.00 | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 415.00 | SH | $415.4K 1.26% | 415.00 | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 414.00 | SH | $414.4K 1.26% | 414.00 | 0.00 | 0.00 |
DICKS SPORTING GOODS INCSOLE | COM | 403.00 | SH | $403.3K 1.22% | 403.00 | 0.00 | 0.00 |
HA SUSTAINABLE INFRA CAP INCSOLE | COM | 318.00 | SH | $318.4K 0.97% | 318.00 | 0.00 | 0.00 |
ADAMS DIVERSIFIED EQUITY FDSOLE | COM | 288.00 | SH | $288.0K 0.87% | 288.00 | 0.00 | 0.00 |
WISDOMTREE INCSOLE | COM | 275.00 | SH | $275.1K 0.84% | 275.00 | 0.00 | 0.00 |
NEXPOINT DIVERSIFIED REL ETSOLE | COM NEW | 273.00 | SH | $273.0K 0.83% | 273.00 | 0.00 | 0.00 |
CALAMOS STRATEGIC TOTAL RETUSOLE | COM SH BEN INT | 253.00 | SH | $253.3K 0.77% | 253.00 | 0.00 | 0.00 |
VIRTUS EQUITY & CONV INCM FDSOLE | COM | 252.00 | SH | $252.0K 0.76% | 252.00 | 0.00 | 0.00 |
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