Filed: 2/12/2026ACC: 0001180391-26-000001
📋 What this filing means
SMH CAPITAL ADVISORS INC filed this quarterly 13F‑HR report disclosing 55 equity positions with a total reported market value of $49.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
55
Positions
$49.13M
Total AUM (reported)
26.51M
Total Shares
Allocation by class
COM$15.65M31.9%
NOTE 5.125%11/1$12.04M24.5%
NOTE 3.250% 6/1$11.13M22.7%
STATE STREET SPD$2.38M4.9%
COM NEW$1.31M2.7%
NOTE 0.750% 1/1$1.24M2.5%
COM CL A$1.23M2.5%
Portfolio Concentration
Top 3$25.36M51.6%
4–10$10.10M20.6%
11–25$7.50M15.3%
Rest$6.17M12.6%
Top 3 weight
51.6%
Top 10 weight
72.2%
Voting Authority Distribution
Total shares with voting rights: 26.51M
Sole
Full voting authority
26.51M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole55
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings55
Rows:
CAPITAL SOUTHWEST CORP
SOLEShares12.20M
TypeSH
Market value$12.04M
24.51%
Sole
12.20M
Shared
0.00
None
0.00
WISDOMTREE INC
SOLEShares9.35M
TypeSH
Market value$10.81M
22.01%
Sole
9.35M
Shared
0.00
None
0.00
TRINITY CAP INC
SOLEShares170.78K
TypeSH
Market value$2.50M
5.09%
Sole
170.78K
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares100.67K
TypeSH
Market value$2.38M
4.85%
Sole
100.67K
Shared
0.00
None
0.00
CAPITAL SOUTHWEST CORP
SOLEShares78.40K
TypeSH
Market value$1.74M
3.53%
Sole
78.40K
Shared
0.00
None
0.00
VICI PPTYS INC
SOLEShares49.11K
TypeSH
Market value$1.38M
2.81%
Sole
49.11K
Shared
0.00
None
0.00
RIOT PLATFORMS INC
SOLEShares1.10M
TypeSH
Market value$1.24M
2.53%
Sole
1.10M
Shared
0.00
None
0.00
MAIN STR CAP CORP
SOLEShares18.88K
TypeSH
Market value$1.14M
2.32%
Sole
18.88K
Shared
0.00
None
0.00
CARLYLE GROUP INC
SOLEShares18.89K
TypeSH
Market value$1.12M
2.27%
Sole
18.89K
Shared
0.00
None
0.00
PROSPECT CAP CORP
SOLEShares426.47K
TypeSH
Market value$1.10M
2.25%
Sole
426.47K
Shared
0.00
None
0.00
BLUE OWL CAPITAL INC
SOLEShares67.77K
TypeSH
Market value$1.01M
2.06%
Sole
67.77K
Shared
0.00
None
0.00
HERCULES CAPITAL INC
SOLEShares41.06K
TypeSH
Market value$772.8K
1.57%
Sole
41.06K
Shared
0.00
None
0.00
CIVITAS RESOURCES INC
SOLEShares25.73K
TypeSH
Market value$697.1K
1.42%
Sole
25.73K
Shared
0.00
None
0.00
WISDOMTREE INC
SOLEShares498K
TypeSH
Market value$597.3K
1.22%
Sole
498K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares819.00
TypeSH
Market value$558.8K
1.14%
Sole
819.00
Shared
0.00
None
0.00
SUPER MICRO COMPUTER INC
SOLEShares505K
TypeSH
Market value$448.8K
0.91%
Sole
505K
Shared
0.00
None
0.00
REALTY INCOME CORP
SOLEShares7.70K
TypeSH
Market value$434.0K
0.88%
Sole
7.70K
Shared
0.00
None
0.00
MARA HOLDINGS INC
SOLEShares500K
TypeSH
Market value$416.0K
0.85%
Sole
500K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares7.69K
TypeSH
Market value$413.2K
0.84%
Sole
7.69K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.27K
TypeSH
Market value$409.7K
0.83%
Sole
4.27K
Shared
0.00
None
0.00
DICKS SPORTING GOODS INC
SOLEShares2.03K
TypeSH
Market value$402.7K
0.82%
Sole
2.03K
Shared
0.00
None
0.00
RITHM CAPITAL CORP
SOLEShares35.94K
TypeSH
Market value$391.8K
0.80%
Sole
35.94K
Shared
0.00
None
0.00
HIGHPEAK ENERGY INC
SOLEShares68.35K
TypeSH
Market value$324.0K
0.66%
Sole
68.35K
Shared
0.00
None
0.00
GRANITE CONSTR INC
SOLEShares200K
TypeSH
Market value$319.0K
0.65%
Sole
200K
Shared
0.00
None
0.00
ADAMS DIVERSIFIED EQUITY FD
SOLEShares12.99K
TypeSH
Market value$302.9K
0.62%
Sole
12.99K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CAPITAL SOUTHWEST CORPSOLE | NOTE 5.125%11/1 | 12.20M | SH | $12.04M 24.51% | 12.20M | 0.00 | 0.00 |
WISDOMTREE INCSOLE | NOTE 3.250% 6/1 | 9.35M | SH | $10.81M 22.01% | 9.35M | 0.00 | 0.00 |
TRINITY CAP INCSOLE | COM | 170.78K | SH | $2.50M 5.09% | 170.78K | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 100.67K | SH | $2.38M 4.85% | 100.67K | 0.00 | 0.00 |
CAPITAL SOUTHWEST CORPSOLE | COM | 78.40K | SH | $1.74M 3.53% | 78.40K | 0.00 | 0.00 |
VICI PPTYS INCSOLE | COM | 49.11K | SH | $1.38M 2.81% | 49.11K | 0.00 | 0.00 |
RIOT PLATFORMS INCSOLE | NOTE 0.750% 1/1 | 1.10M | SH | $1.24M 2.53% | 1.10M | 0.00 | 0.00 |
MAIN STR CAP CORPSOLE | COM | 18.88K | SH | $1.14M 2.32% | 18.88K | 0.00 | 0.00 |
CARLYLE GROUP INCSOLE | COM | 18.89K | SH | $1.12M 2.27% | 18.89K | 0.00 | 0.00 |
PROSPECT CAP CORPSOLE | COM | 426.47K | SH | $1.10M 2.25% | 426.47K | 0.00 | 0.00 |
BLUE OWL CAPITAL INCSOLE | COM CL A | 67.77K | SH | $1.01M 2.06% | 67.77K | 0.00 | 0.00 |
HERCULES CAPITAL INCSOLE | COM | 41.06K | SH | $772.8K 1.57% | 41.06K | 0.00 | 0.00 |
CIVITAS RESOURCES INCSOLE | COM NEW | 25.73K | SH | $697.1K 1.42% | 25.73K | 0.00 | 0.00 |
WISDOMTREE INCSOLE | NOTE 3.250% 8/1 | 498K | SH | $597.3K 1.22% | 498K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 819.00 | SH | $558.8K 1.14% | 819.00 | 0.00 | 0.00 |
SUPER MICRO COMPUTER INCSOLE | NOTE 3.500% 3/0 | 505K | SH | $448.8K 0.91% | 505K | 0.00 | 0.00 |
REALTY INCOME CORPSOLE | COM | 7.70K | SH | $434.0K 0.88% | 7.70K | 0.00 | 0.00 |
MARA HOLDINGS INCSOLE | NOTE 6/0 | 500K | SH | $416.0K 0.85% | 500K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 7.69K | SH | $413.2K 0.84% | 7.69K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 4.27K | SH | $409.7K 0.83% | 4.27K | 0.00 | 0.00 |
DICKS SPORTING GOODS INCSOLE | COM | 2.03K | SH | $402.7K 0.82% | 2.03K | 0.00 | 0.00 |
RITHM CAPITAL CORPSOLE | COM NEW | 35.94K | SH | $391.8K 0.80% | 35.94K | 0.00 | 0.00 |
HIGHPEAK ENERGY INCSOLE | COM | 68.35K | SH | $324.0K 0.66% | 68.35K | 0.00 | 0.00 |
GRANITE CONSTR INCSOLE | NOTE 3.250% 6/1 | 200K | SH | $319.0K 0.65% | 200K | 0.00 | 0.00 |
ADAMS DIVERSIFIED EQUITY FDSOLE | COM | 12.99K | SH | $302.9K 0.62% | 12.99K | 0.00 | 0.00 |
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