Filed: 8/6/2025ACC: 0001085146-25-004589
📋 What this filing means
SMH CAPITAL ADVISORS INC filed this quarterly 13F‑HR report disclosing 46 equity positions with a total reported market value of $44.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
46
Positions
$44.06M
Total AUM (reported)
24.85M
Total Shares
Allocation by class
COM$12.69M28.8%
NOTE 5.125%11/1$12.59M28.6%
NOTE 3.250% 6/1$10.33M23.5%
NOTE 5.750% 8/1$1.90M4.3%
PORTFLI HIGH YLD$1.48M3.3%
COM NEW$1.20M2.7%
TR UNIT$1.17M2.7%
Portfolio Concentration
Top 3$24.84M56.4%
4–10$8.97M20.3%
11–25$6.45M14.6%
Rest$3.81M8.7%
Top 3 weight
56.4%
Top 10 weight
76.7%
Voting Authority Distribution
Total shares with voting rights: 24.85M
Sole
Full voting authority
24.85M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole46
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings46
Rows:
CAPITAL SOUTHWEST CORP
SOLEShares12.81M
TypeSH
Market value$12.59M
28.58%
Sole
12.81M
Shared
0.00
None
0.00
WISDOMTREE INC
SOLEShares9.35M
TypeSH
Market value$10.33M
23.45%
Sole
9.35M
Shared
0.00
None
0.00
TRINITY CAP INC
SOLEShares135.49K
TypeSH
Market value$1.91M
4.33%
Sole
135.49K
Shared
0.00
None
0.00
WISDOMTREE INC
SOLEShares1.45M
TypeSH
Market value$1.90M
4.32%
Sole
1.45M
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares62K
TypeSH
Market value$1.48M
3.35%
Sole
62K
Shared
0.00
None
0.00
VICI PPTYS INC
SOLEShares41.07K
TypeSH
Market value$1.34M
3.04%
Sole
41.07K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares1.90K
TypeSH
Market value$1.17M
2.66%
Sole
1.90K
Shared
0.00
None
0.00
MAIN STR CAP CORP
SOLEShares18.63K
TypeSH
Market value$1.10M
2.50%
Sole
18.63K
Shared
0.00
None
0.00
CAPITAL SOUTHWEST CORP
SOLEShares45.22K
TypeSH
Market value$996.5K
2.26%
Sole
45.22K
Shared
0.00
None
0.00
CARLYLE GROUP INC
SOLEShares19.05K
TypeSH
Market value$979.3K
2.22%
Sole
19.05K
Shared
0.00
None
0.00
BLUE OWL CAPITAL INC
SOLEShares34.75K
TypeSH
Market value$667.5K
1.51%
Sole
34.75K
Shared
0.00
None
0.00
CIVITAS RESOURCES INC
SOLEShares20.69K
TypeSH
Market value$569.5K
1.29%
Sole
20.69K
Shared
0.00
None
0.00
DICKS SPORTING GOODS INC
SOLEShares2.72K
TypeSH
Market value$538.6K
1.22%
Sole
2.72K
Shared
0.00
None
0.00
PENNANTPARK INVT CORP
SOLEShares68.21K
TypeSH
Market value$466.6K
1.06%
Sole
68.21K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares10.73K
TypeSH
Market value$464.5K
1.05%
Sole
10.73K
Shared
0.00
None
0.00
PROSPECT CAP CORP
SOLEShares145.54K
TypeSH
Market value$462.8K
1.05%
Sole
145.54K
Shared
0.00
None
0.00
COMPASS DIVERSIFIED
SOLEShares73.29K
TypeSH
Market value$460.3K
1.04%
Sole
73.29K
Shared
0.00
None
0.00
REALTY INCOME CORP
SOLEShares7.68K
TypeSH
Market value$442.7K
1.00%
Sole
7.68K
Shared
0.00
None
0.00
RITHM CAPITAL CORP
SOLEShares34.11K
TypeSH
Market value$385.1K
0.87%
Sole
34.11K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares7.74K
TypeSH
Market value$382.6K
0.87%
Sole
7.74K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.25K
TypeSH
Market value$379.9K
0.86%
Sole
4.25K
Shared
0.00
None
0.00
HA SUSTAINABLE INFRA CAP INC
SOLEShares13.79K
TypeSH
Market value$370.3K
0.84%
Sole
13.79K
Shared
0.00
None
0.00
CARLYLE SECURED LENDING INC
SOLEShares21.93K
TypeSH
Market value$299.9K
0.68%
Sole
21.93K
Shared
0.00
None
0.00
ADAMS DIVERSIFIED EQUITY FD
SOLEShares13.07K
TypeSH
Market value$283.7K
0.64%
Sole
13.07K
Shared
0.00
None
0.00
CALAMOS STRATEGIC TOTAL RETU
SOLEShares14.92K
TypeSH
Market value$272.2K
0.62%
Sole
14.92K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CAPITAL SOUTHWEST CORPSOLE | NOTE 5.125%11/1 | 12.81M | SH | $12.59M 28.58% | 12.81M | 0.00 | 0.00 |
WISDOMTREE INCSOLE | NOTE 3.250% 6/1 | 9.35M | SH | $10.33M 23.45% | 9.35M | 0.00 | 0.00 |
TRINITY CAP INCSOLE | COM | 135.49K | SH | $1.91M 4.33% | 135.49K | 0.00 | 0.00 |
WISDOMTREE INCSOLE | NOTE 5.750% 8/1 | 1.45M | SH | $1.90M 4.32% | 1.45M | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | PORTFLI HIGH YLD | 62K | SH | $1.48M 3.35% | 62K | 0.00 | 0.00 |
VICI PPTYS INCSOLE | COM | 41.07K | SH | $1.34M 3.04% | 41.07K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 1.90K | SH | $1.17M 2.66% | 1.90K | 0.00 | 0.00 |
MAIN STR CAP CORPSOLE | COM | 18.63K | SH | $1.10M 2.50% | 18.63K | 0.00 | 0.00 |
CAPITAL SOUTHWEST CORPSOLE | COM | 45.22K | SH | $996.5K 2.26% | 45.22K | 0.00 | 0.00 |
CARLYLE GROUP INCSOLE | COM | 19.05K | SH | $979.3K 2.22% | 19.05K | 0.00 | 0.00 |
BLUE OWL CAPITAL INCSOLE | COM CL A | 34.75K | SH | $667.5K 1.51% | 34.75K | 0.00 | 0.00 |
CIVITAS RESOURCES INCSOLE | COM NEW | 20.69K | SH | $569.5K 1.29% | 20.69K | 0.00 | 0.00 |
DICKS SPORTING GOODS INCSOLE | COM | 2.72K | SH | $538.6K 1.22% | 2.72K | 0.00 | 0.00 |
PENNANTPARK INVT CORPSOLE | COM | 68.21K | SH | $466.6K 1.06% | 68.21K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 10.73K | SH | $464.5K 1.05% | 10.73K | 0.00 | 0.00 |
PROSPECT CAP CORPSOLE | COM | 145.54K | SH | $462.8K 1.05% | 145.54K | 0.00 | 0.00 |
COMPASS DIVERSIFIEDSOLE | SH BEN INT | 73.29K | SH | $460.3K 1.04% | 73.29K | 0.00 | 0.00 |
REALTY INCOME CORPSOLE | COM | 7.68K | SH | $442.7K 1.00% | 7.68K | 0.00 | 0.00 |
RITHM CAPITAL CORPSOLE | COM NEW | 34.11K | SH | $385.1K 0.87% | 34.11K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 7.74K | SH | $382.6K 0.87% | 7.74K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 4.25K | SH | $379.9K 0.86% | 4.25K | 0.00 | 0.00 |
HA SUSTAINABLE INFRA CAP INCSOLE | COM | 13.79K | SH | $370.3K 0.84% | 13.79K | 0.00 | 0.00 |
CARLYLE SECURED LENDING INCSOLE | COM | 21.93K | SH | $299.9K 0.68% | 21.93K | 0.00 | 0.00 |
ADAMS DIVERSIFIED EQUITY FDSOLE | COM | 13.07K | SH | $283.7K 0.64% | 13.07K | 0.00 | 0.00 |
CALAMOS STRATEGIC TOTAL RETUSOLE | COM SH BEN INT | 14.92K | SH | $272.2K 0.62% | 14.92K | 0.00 | 0.00 |
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